Fortinet Network Card 5001A DW User Manual

FortiGate-5001A  
Security System Guide  
FortiGate-5001A-DW  
5001A-SW  
FortiGate-5001A-SW  
A detailed guide to the FortiGate-5001A-DW and FortiGate-5001A-SW Security Systems. This FortiGate-5001A  
Security System Guide describes FortiGate-5001A hardware features, how to install a FortiGate-5001A board in a  
FortiGate-5000 series chassis, and how to configure the FortiGate-5001A security system for your network.  
The most recent versions of this and all FortiGate-5000 series documents are available from the FortiGate-5000 page of  
Visit http://support.fortinet.com to register your FortiGate-5001A security system. By registering you can receive product  
updates, technical support, and FortiGuard services.  
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Contents  
Contents  
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Contents  
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FortiGate-5001A security system  
FortiGate-5001A security system  
The FortiGate-5001A security system is a high-performance Advanced  
Telecommunications Computing Architecture (ACTA) compliant FortiGate  
security system that can be installed in any ACTA chassis including the  
FortiGate-5140, FortiGate-5050, or FortiGate-5020 chassis.  
Two FortiGate-5001A models are available:  
The FortiGate-5001A-DW (double-width) board includes a double-width  
Advanced Mezzanine Card (AMC) opening. You can install a supported  
FortiGate ADM module such as the FortiGate-ADM-XB2 or the  
FortiGate-ADM-FB8 in the AMC opening. The FortiGate-ADM-XB2 adds two  
accelerated 10-gigabit interfaces to the FortiGate-5001A board and the  
FortiGate-ADM-FB8 adds 8 accelerated 1-gigabit interfaces.  
The FortiGate-5001A-SW (single-width) includes a single-width AMC opening.  
You can install a supported FortiGate ASM module such as the  
FortiGate-ASM-FB4 or the FortiGate-ASM-S08 in the AMC opening. The  
FortiGate-ASM-FB4 adds four accelerated 1-gigabit interfaces to the  
FortiGate-5001A board and the FortiGate-ADM-S08 adds a removable hard  
disk that you can use to store log files and content archives.  
Other than the double-width and single-width AMC openings, the  
FortiGate-5001A-DW and SW models have the same functionality and  
performance.  
The FortiGate-5001A security system contains two front panel 1-gigabit ethernet  
interfaces, two base backplane 1-gigabit interfaces, and two fabric backplane  
1-gigabit interfaces. Use the front panel interfaces for connections to your  
networks and the backplane interfaces for communication across the ACTA  
chassis backplane.  
If you install a FortiGate-RTM-XB2 module for each FortiGate-5001A board, the  
FortiGate-5001A fabric interfaces can operate at 10 Gbps. The  
FortiGate-RTM-XB2 also provides NP2-accelerated network processing for  
eligible traffic passing through the FortiGate-RTM-XB2 interfaces.  
You can also configure two or more FortiGate-5001A boards to create a high  
availability (HA) cluster using the base or fabric backplane interfaces for HA  
heartbeat communication through the chassis backplane, leaving front panel  
interfaces available for network connections.  
Note: In most cases the base backplane interfaces are used for HA heartbeat  
communication and the fabric backplane interfaces are used for data communication.  
The FortiGate-5001A board also supports high-end FortiGate features including  
802.1Q VLANs, multiple virtual domains, 802.3ad aggregate interfaces, and  
FortiOS Carrier.  
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Front panel LEDs and connectors  
FortiGate-5001A security system  
Figure 1: FortiGate-5001A-DW front panel  
RJ-45  
Console  
Fabric and Base  
network activity  
LEDs  
Double-width AMC  
opening  
USB  
Retention  
Screw  
Retention  
Screw  
Extraction  
Lever  
IPM  
ACC  
Extraction  
Lever  
port1 and port2  
LED  
OOS  
10/100/1000  
(board  
position)  
Power  
Status  
LEDs  
Copper Interfaces  
Figure 2: FortiGate-5001A-SW front panel  
RJ-45  
Console  
Fabric and Base  
network activity  
LEDs  
Single-width AMC  
opening  
USB  
5001A-SW  
Retention  
Screw  
Retention  
Screw  
Extraction  
Lever  
IPM  
ACC  
Extraction  
Lever  
port1 and port2  
LED  
OOS  
10/100/1000  
(board  
position)  
Power  
Status  
LEDs  
Copper Interfaces  
The FortiGate-5001A board includes the following features:  
Two front panel 10/100/1000Base-T copper 1-gigabit ethernet interfaces.  
Two base backplane 1-gigabit interfaces (base CH0 and Base CH1 on the  
front panel and base1 and base2 in the firmware) for HA heartbeat and data  
communications across the FortiGate-5000 chassis backplane.  
Two fabric backplane interfaces (Fabric CH0 and Fabric CH1 on the front  
panel and fabric1 and fabric2 in the firmware) for HA heartbeat and data  
communications across the FortiGate-5000 chassis backplane. The fabric  
backplane interfaces operate at 1 Gbps. If you install a FortiGate-RTM-XB2  
module the fabric backplane interfaces operate at 10 Gbps.  
One double-width AMC opening (FortiGate-5001A-DW board).  
One single-width AMC opening (FortiGate-5001A-SW board).  
RJ-45 RS-232 serial console connection.  
2 USB connectors.  
Mounting hardware.  
LED status indicators.  
Front panel LEDs and connectors  
From the FortiGate-5001A font panel you can view the status of the front panel  
LEDs to verify that the board is functioning normally. You also connect the  
FortiGate-5001A board to your network through the front panel 10/100/1000  
ethernet connectors. The front panel also includes the RJ-45 console port for  
connecting to the FortiOS CLI and two USB ports. The USB ports can be used  
with any USB key for backing up and restoring configuration files. For information  
about using the using a USB key with a FortiGate unit, see the FortiGate-5000  
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FortiGate-5001A security system  
Front panel LEDs and connectors  
LEDs  
Table 1 lists and describes the FortiGate-5001A LEDs.  
Table 1: FortiGate-5001A LEDs  
LED  
State  
Description  
1, 2  
(Left LED)  
Green  
The correct cable is connected to the interface and the  
connected equipment has power.  
Flashing Network activity at the interface.  
Green  
Off  
No link is established.  
1, 2  
(Right LED)  
Green  
Amber  
Off  
Connection at 1 Gbps.  
Connection at 100 Mbps.  
Connection at 10 Mbps.  
Base CH0  
Base CH1  
Fabric CH0  
Green  
Base backplane interface 0 (base1) is connected at 1 Gbps.  
Flashing Network activity at base backplane interface 0.  
Green  
Green  
Base backplane interface 1 (base2) is connected at 1 Gbps.  
Flashing Network activity at base backplane interface 1.  
Green  
Off  
Fabric backplane interface 0 (fabric1) is connected at 10  
Gbps.  
Flashing Network activity at fabric backplane interface 0.  
Green  
Fabric CH1  
ACC  
Off  
Fabric backplane interface 1 (fabric2) is connected at 10  
Gbps.  
Flashing Network activity at fabric backplane interface 1.  
Green  
Off or  
The ACC LED flashes green when the FortiGate-5001A  
Flashing board accesses the FortiOS flash disk. The FortiOS flash  
green  
disk stores the current FortiOS firmware build and  
configuration files. The system accesses the flash disk when  
starting up, during a firmware upgrade, or when an  
administrator is using the CLI or GUI to change the FortiOS  
configuration. Under normal operating conditions this LED  
flashes occasionally, but is mostly off.  
Off  
Normal operation.  
OOS  
(Out of  
Service)  
Green  
A fault condition exists and the FortiGate-5001A blade is out  
of service (OOS). This LED may also flash very briefly during  
normal startup.  
Green  
Off  
The FortiGate-5001A board is powered on.  
Power  
Status  
The FortiGate-5001A board is powered on.  
Flashing The FortiGate-5001A is starting up. If this LED is flashing at  
Green  
Blue  
any time other than system startup, a fault condition may  
exist.  
The FortiGate-5001A is ready to be hot-swapped (removed  
from the chassis). If the IPM light is blue and no other LEDs  
are lit the FortiGate-5001A board has lost power.  
IPM  
Flashing The FortiGate-5001A is changing from hot swap to running  
Blue  
mode or from running mode to hot swap. This happens when  
the FortiGate-5001A board is starting up or shutting down.  
Off  
Normal operation. The FortiGate-5001A board is in contact  
with the chassis backplane.  
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Base backplane communication  
FortiGate-5001A security system  
Connectors  
Table 2 lists and describes the FortiGate-5001A connectors.  
Table 2: FortiGate-5001A connectors  
Connector Type  
1, 2 RJ-45  
Speed  
Protocol Description  
10/100/1000  
Base-T  
Ethernet Copper 1-gigabit connection to  
10/100/1000Base-T copper networks.  
CONSOLE RJ-45  
USB USB  
9600 bps  
8/N/1  
RS-232  
serial  
Serial connection to the command line  
interface.  
FortiUSB key firmware updates and  
configuration backup.  
Base backplane communication  
The FortiGate-5001A base backplane 1-gigabit interfaces can be used for HA  
heartbeat communication between FortiGate-5001A boards installed in the same  
or in different FortiGate-5000 chassis. You can also configure FortiGate-5001A  
boards to use the base backplane interfaces for data communication between  
FortiGate boards. To support base backplane communications your  
FortiGate-5140 or FortiGate-5050 chassis must include one or more  
FortiSwitch-5003 boards, FortiSwitch-5003A boards, or other 1-gigabit base  
backplane switching boards installed in the chassis in base slots 1 and 2. The  
FortiGate-5020 chassis supports base backplane communication with no  
additions or changes to the chassis.  
For information about base backplane communication in FortiGate-5140 and  
FortiGate-5050 chassis, see the FortiGate-5000 Backplane Communication  
Guide. For information about the FortiSwitch-5003 board, see the  
FortiSwitch-5003 System Guide. For information about the FortiSwitch-5003A  
Fabric backplane communication  
The FortiGate-5001A fabric backplane interfaces can be used for data  
communication or HA heartbeat communication between FortiGate-5001A boards  
installed in the same or in different FortiGate-5000 chassis. To support 1-gigabit  
fabric backplane communications your FortiGate-5140 or FortiGate-5050 chassis  
must include one or more FortiSwitch-5003A boards or other 1-gigabit fabric  
backplane switching boards installed in the chassis in fabric slots 1 and 2. The  
FortiGate-5020 chassis does not support fabric backplane communications.  
For information about fabric backplane communication in FortiGate-5140 and  
FortiGate-5050 chassis, see the FortiGate-5000 Backplane Communication  
Guide. For information about the FortiSwitch-5003A board, see the  
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FortiGate-5001A security system  
AMC modules  
FortiGate-RTM-XB2  
The FortiGate-RTM-XB2 module provides two 10-gigabit fabric backplane  
interfaces and NP2 processor acceleration for FortiGate-5001A fabric interfaces.  
For 10-gigabit fabric backplane communications, each FortiGate-5001A board  
requires one FortiGate-RTM-XB2 module. The FortiGate-RTM-XB2 module is an  
ATCA rear transition module (RTM) that installs into an RTM slot at the back of a  
FortiGate-5140 and FortiGate-5050 chassis.  
To support 10-gigabit fabric backplane communications your FortiGate-5140 or  
FortiGate-5050 chassis must also include one or more FortiSwitch-5003A boards  
or other 10-gigabit fabric backplane switching boards installed in the chassis in  
fabric slots 1 and 2.  
Note: On some versions of the FortiGate-5001A firmware, when a FortiGate-5001A board  
starts up with a FortiGate-RTM-XB2 module installed, the fabric1 and fabric2 interfaces are  
replaced with interfaces that are named RTM/1 and RTM/2 to indicate the presence of the  
FortiGate-RTM-XB2 module. Configuration settings that include the fabric1 and fabric2  
interface names will have to be changed to use the RTM/1 and RTM/2 interface names.  
Figure 3: FortiGate-RTM-XB2 front panel  
Power Retention  
LED Screw  
Handle  
Retention  
Screw  
Handle  
The FortiGate-RTM-XB2 NP2 processors provide hardware accelerated network  
processing for eligible traffic passing through the FortiGate-RTM-XB2 interfaces.  
For information about Fortinet NP2 processor acceleration, see the Fortinet  
Follow the instructions in the FortiGate-RTM-XB2 System Guide to install the  
FortiGate-RTM-XB2 module.  
AMC modules  
You can install one FortiGate AMC Double width Module (ADM) in the  
FortiGate-5001A-DW front panel AMC double-width opening. For example:  
The FortiGate-ADM-XB2, provides 2 NP2 accelerated XFP 10-gigabit  
interfaces.  
The FortiGate-ADM-FB8, provides 8 NP2 accelerated SFP 1-gigabit  
interfaces.  
Figure 4: FortiGate-ADM-XB2  
HS  
OOS  
LINK  
LINK  
ACT  
PWR  
OT  
ACT  
1
2
ADM-XB2  
You can install one FortiGate AMC Single width Module (ASM) in the  
FortiGate-5001A-SW front panel AMC single-width opening. For example:  
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AMC modules  
FortiGate-5001A security system  
The FortiGate-ASM-FB4, provides 4 NP2 accelerated SFP 1-gigabit  
interfaces.  
The FortiGate-ASM-S08, provides adds a removable hard disk that you can  
use to store log files and content archives.  
Figure 5: FortiGate-ASM-FB4  
HS  
OOS  
PWR  
OT  
1
2
3
4
LINK  
ACT  
LINK  
ACT  
LINK  
ACT  
LINK  
ACT  
ASM-FB4  
Note: You can operate a FortiGate-5001A board with both a FortiGate-RTM-XB2 module  
and a supported FortiGate AMC module installed at the same time.  
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Hardware installation  
Hardware installation  
Before use, the FortiGate-5001A board must be correctly inserted into an  
Advanced Telecommunications Computing Architecture (ACTA) chassis such as  
the FortiGate-5140, FortiGate-5050, or FortiGate-5020 chassis.  
Before inserting the board into a chassis you should make sure the SW-11 switch  
is set correctly.  
In the available Advanced Mezzanine Card (AMC) double-width module (ADM)  
opening on the FortiGate-5001A-DW front panel you can install a supported  
FortiGate ADM module such as the FortiGate-ADM-XB2 or the  
FortiGate-ADM-FB8.  
In the available AMC single-width module (ASM) opening on the  
FortiGate-5001A-SW front panel you can install a supported ASM module such as  
the FortiGate-ASM-FB4 or the FortiGate-ASM-S08.  
Caution: If you are installing a FortiGate-RTM-XB2 module you should install the  
FortiGate-RTM-XB2 module first, before you install the FortiGate-5001A board to avoid  
possible damage. Follow the instructions in the FortiGate-RTM-XB2 System Guide to  
install the FortiGate-RTM-XB2 module.  
!
!
!
Caution: Because FortiGate-5001A boards do not support hot swapping AMC modules,  
the FortiGate-5001A board must be disconnected from power before you install a FortiGate  
AMC module. Also, the FortiGate-5001A-DW left (top) handle must be opened to install a  
Caution: Do not operate the FortiGate-5001A board with an open AMC opening. For  
optimum cooling performance and safety, the AMC opening must contain an AMC slot filler  
panel or a FortiGate AMC module.  
Note: FortiGate-5001A boards are hot swappable even if the FortiGate-5001A board  
contains an AMC module and you have installed a FortiGate-RTM-XB2 module for the  
FortiGate-5001A board.  
This section describes:  
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Changing FortiGate-5001A SW11 switch settings  
Hardware installation  
Changing FortiGate-5001A SW11 switch settings  
The SW11 switch on the FortiGate-5001A board is factory set by Fortinet to detect  
a shelf manager (Figure 6). This is the correct setting if you are installing the  
FortiGate-5001A board in a chassis that contains an operating shelf manager  
(such as the FortiGate-5140 or FortiGate-5050 chassis).  
Figure 6: FortiGate-5140 and 5050 setting for SW11 (factory default shelf manager  
mode)  
Factory Default (Shelf Manager Required)  
1 Off  
2 On  
3 Off  
4 Off  
ON  
SW11  
1 2 3 4  
By default a FortiGate-5001A board will not start up if the board is installed in a  
chassis, such as a FortiGate-5020, that does not contain a shelf manager or that  
contains a shelf manager that is not operating. Before installing a  
FortiGate-5001A in a FortiGate-5020 chassis or a chassis that does not contain  
an operating shelf manager you must change the SW11 switch setting as shown  
in Figure 7.  
Figure 7: FortiGate-5020 setting for SW11 (standalone mode)  
Standalone Mode for FortiGate-5020  
(no Shelf Manager)  
1 Off  
2 On  
3 On  
4 Off  
ON  
SW11  
1 2 3 4  
In all cases you should confirm that you have the correct SW11 setting before  
installing the board in a chassis.  
Table 3: FortiGate-5001A SW11 settings for different chassis  
Chassis  
CorrectSW11 Result of wrong jumper setting  
Setting  
FortiGate-5140 or 5050 or any  
ACTA chassis with an  
operating shelf manager  
(factory default shelf manager  
mode).  
1
2
3
4
1
2
3
4
Off  
On  
Off  
Off  
Off  
On  
On  
Off  
Shelf manager cannot find  
FortiGate-5001A board. No shelf  
manager information about the  
FortiGate-5001A board available.  
FortiGate-5020 or any ACTA  
chassis without an operating  
shelf manager (standalone  
mode).  
FortiGate-5001A board will not start up.  
Note: If the shelf manager in a FortiGate-5140 or FortiGate-5050 chassis is missing or not  
functioning, FortiGate-5001A boards with factory default SW11 settings will not start up.  
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Hardware installation  
Changing FortiGate-5001A SW11 switch settings  
To change or verify the SW11 switch setting  
To complete this procedure, you need:  
A FortiGate-5001A board  
A tool for changing the SW11 switch setting (optional)  
An electrostatic discharge (ESD) preventive wrist strap with connection cord  
Caution: FortiGate-5001A boards must be protected from static discharge and physical  
shock. Only handle or work with FortiGate-5001A boards at a static-free workstation.  
Always wear a grounded electrostatic discharge (ESD) preventive wrist strap when  
handling FortiGate-5001A boards.  
!
1
Attach the ESD wrist strap to your wrist and to an available ESD socket or wrist  
strap terminal.  
2
3
If you have installed the FortiGate-5001A board in a chassis, remove it.  
For removal instructions, see “Removing a FortiGate-5001A board” on page 18.  
Use Figure 8 to locate SW11 on the FortiGate-5001A board.  
The top of the FortiGate-5001A board is covered with a copper heat sink. The  
printed circuit board is under the copper heat sink. SW11 is located on the printed  
circuit board and is accessible from the left side of the FortiGate-5001A board  
under the copper heat sink (see Figure 8).  
Figure 8: Location of SW11 on the FortiGate-5001A board  
Location of SW 11  
Factory Default (Shelf Manager Required)  
ON  
1
2
3
4
Off  
On  
Off  
Off  
SW11  
1
2
3
4
Standalone Mode for FortiGate-5020  
(no Shelf Manager)  
1
2
3
4
Off  
On  
On  
Off  
ON  
FortiGate-5001A  
board (top view)  
SW11  
1
2
3
4
FortiGate-5001A  
Front Faceplate  
4
5
If required, change SW11 to the correct setting.  
Insert the FortiGate-5001A board into a chassis and verify that the board starts up  
and operates correctly.  
For inserting instructions, see “Inserting a FortiGate-5001A board” on page 15.  
Note: Figure 8 shows a FortiGate-5001A-DW board. The location of SW-11 is the same on  
a FortiGate-5001A-SW board.  
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FortiGate-5001A mounting components  
Hardware installation  
FortiGate-5001A mounting components  
To install a FortiGate-5001A board you slide the board into an open slot in the  
front of an ATCA chassis and then use the mounting components to lock the  
board into place in the slot. When locked into place and positioned correctly the  
board front panel is flush with the chassis front panel. The board is also connected  
to the chassis backplane.  
Note: FortiGate-5001A boards are horizontal when inserted into a FortiGate-5050 chassis  
and vertical when inserted into a FortiGate-5140 chassis. The inserting and removing  
procedures are the same in either case. For clarity the descriptions in this document refer  
to the left (top) and right (bottom) mounting components.  
To position the board correctly you must use the mounting components shown in  
Figure 9 for the right (bottom) side of the front panel. The mounting components  
on the left (top) side of the FortiGate-5001A-SW front panel are the same but  
reversed. The mounting components on the left (top) side of the  
FortiGate-5001A-DW are slightly different as shown in Figure 10. The  
FortiGate-5001A mounting components align the board in the chassis slot and are  
used to insert and eject the board from the slot.  
Figure 9: FortiGate-5001A right (bottom) mounting components  
Closed  
Alignment Pin  
Alignment  
Pin  
Retention  
Screw  
Retention  
Screw  
Lock  
Handle  
Handle  
Lock  
Open  
Alignment Pin  
Alignment  
Pin  
Retention  
Screw  
Hook  
(right handle  
only)  
Handle  
Retention  
Screw  
Lock  
Lock  
Handle  
Hook  
(right handle  
only)  
Note: The FortiGate-5001A-DW right (bottom) handle includes a hook that secures the  
handle into place when the board is mounted in the chassis (Figure 9). The hook is not  
included on the FortiGate-5001A-DW left (top) handle (Figure 10). Otherwise the left (top)  
and right (bottom) mounting components are the same. Operating the left (top) and right  
(bottom) handles is also basically the same except that without the hook you do not have to  
squeeze the FortiGate-5001A-DW left (top) handle lock. Also the FortiGate-5001A-DW left  
(top) handle does not lock into place in the same way as the right (bottom) handle. Both  
FortiGate-5001A-SW handles include the hook. The hook was removed from the  
FortiGate-5001A-DW left (top) handle because of the double-width AMC opening.  
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Hardware installation  
Inserting a FortiGate-5001A board  
Figure 10: FortiGate-5001A-DW left (top) mounting components  
Alignment  
Pin  
Retention  
Screw  
AMC Slot  
Filler  
Lock  
Handle  
Inserting a FortiGate-5001A board  
The FortiGate-5001A board must be fully installed in a chassis slot, with the  
handles closed and locked and retention screws fully tightened for the  
FortiGate-5001A board to receive power and operate normally. If the  
FortiGate-5001A board is not receiving power, the IPM LED glows solid blue and  
all other LEDs remain off. See “Front panel LEDs and connectors” on page 6.  
It is important to carefully seat the FortiGate-5001A board all the way into the  
chassis, to not use too much force on the handles, and to make sure that the  
handles are properly locked. Only then will the FortiGate-5001A board power-on  
and start up correctly.  
FortiGate-5001A boards are hot swappable. The procedure for inserting  
a FortiGate-5001A board into a chassis slot is the same whether or not the  
chassis is powered on.  
To insert a FortiGate-5001A board into a chassis slot  
Caution: Do not carry the FortiGate-5001A board by holding the handles or retention  
screws. When inserting or removing the FortiGate-5001A board from a chassis slot, handle  
the board by the front panel. The handles are not designed for carrying the board. If the  
handles become bent or damaged the FortiGate-5001A board may not align correctly in the  
chassis slot.  
!
!
Caution: If you are installing a FortiGate-RTM-XB2 module you must install the  
FortiGate-RTM-XB2 module first, before you install the FortiGate-5001A board to avoid  
possible damage. Follow the instructions in the FortiGate-RTM-XB2 System Guide to  
install the FortiGate-RTM-XB2 module.  
To complete this procedure, you need:  
A FortiGate-5001A board with either the correct AMC slot filler panel or a  
FortiGate AMC module installed in the front panel AMC opening  
An ATCA chassis with an empty slot  
An electrostatic discharge (ESD) preventive wrist strap with connection cord  
Caution: FortiGate-5001A boards must be protected from static discharge and physical  
shock. Only handle or work with FortiGate-5001A boards at a static-free workstation.  
Always wear a grounded electrostatic discharge (ESD) preventive wrist strap when  
handling FortiGate-5001A boards.  
!
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Inserting a FortiGate-5001A board  
Hardware installation  
1
2
Attach the ESD wrist strap to your wrist and to an available ESD socket or wrist  
strap terminal.  
If required, remove the protective metal frame that the FortiGate-5001A board has  
been shipped in.  
3
4
Insert the FortiGate-5001A board into the empty slot in the chassis.  
Unlock the handles by squeezing the handle locks.  
Unlock  
Handle  
5
Open the handles to their fully open positions.  
Caution: To avoid damaging the lock, make sure you squeeze the handles fully to unlock  
!
them before opening. The handles should pop easily out of the board front panel.  
Alignment Pin  
Alignment Pin  
Handle  
Handle  
Open  
Lock  
6
7
Insert the FortiGate-5001A board into the empty slot in the chassis.  
Carefully guide the board into the chassis using the rails in the slot.  
Insert the board by applying moderate force to the front faceplate (not the  
handles) to slide the board into the slot. The board should glide smoothly into the  
chassis slot. If you encounter any resistance while sliding the board in, the board  
could be aligned incorrectly. Pull the board back out and try inserting it again.  
8
Slide the board in until the alignment pins are inserted half way into their sockets  
in the chassis.  
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Hardware installation  
Inserting a FortiGate-5001A board  
9
Turn both handles to their fully-closed positions.  
The handles should hook into the sides of the chassis slot. Closing the handles  
draws the FortiGate-5001A board into place in the chassis slot and into full  
contact with the chassis backplane. The FortiGate-5001A front panel should be in  
contact with the chassis front panel. For the FortiGate-5001A-DW, the right  
(bottom) handle locks into place. For the FortiGate-5001A-SW, both handles lock  
into place.  
As the handles closed power is supplied to the board. If the chassis is powered on  
the IPM LED starts flashing blue. If the board is aligned correctly, inserted all the  
way into the slot, and the handles are properly closed the IPM LED flashes blue  
for a few seconds. At the same time the STATUS LED flashes green, the interface  
LEDs flash amber, and the ACC LED starts flashing green. After a few seconds  
the IPM LED goes out and the FortiGate-5001A firmware starts up. During start  
up the STATUS LED may continue to flash green. Once the board has started up  
and is operating correctly, the front panel LEDs are lit as described in Table 4.  
Table 4: FortiGate-5001A normal operating LEDs  
LED  
State  
Off (Or flashing green when the system accesses the  
FortiGate-5001A flash disk.)  
ACC  
OOS  
Off  
(Out of  
Service)  
Green  
Power  
Off  
Off  
Status  
IPM  
If you have installed an AMC module in the FortiGate-5001A board, the AMC  
LEDs are lit as described in Table 5.  
Table 5: FortiGate AMC module normal operating LEDs  
LED  
HS  
State  
Off  
OOS  
PWR  
OT  
Off  
Amber  
Off  
If the board has not been inserted properly the IPM LED changes to solid blue and  
all other LEDS turn off. If this occurs, open the handles, slide the board part way  
out, and repeat the insertion process.  
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Removing a FortiGate-5001A board  
Hardware installation  
10  
Once the board is inserted correctly, fully tighten the retention screws to lock the  
FortiGate-5001A board into position in the chassis slot.  
Retention  
Screw  
Tighten  
Removing a FortiGate-5001A board  
The following procedure describes how to correctly use the FortiGate-5001A  
mounting components described in “FortiGate-5001A mounting components” on  
page 14 to remove a FortiGate-5001A board from an ATCA chassis slot.  
FortiGate-5001A boards are hot swappable. The procedure for removing  
a FortiGate-5001A board from a chassis slot is the same whether or not the  
chassis is powered on.  
To remove a FortiGate-5001A board from a chassis slot  
Caution: Do not carry the FortiGate-5001A board by holding the handles or retention  
screws. When inserting or removing the FortiGate-5001A board from a chassis slot, handle  
the board by the front panel. The handles are not designed for carrying the board. If the  
handles become bent or damaged the FortiGate-5001A board may not align correctly in the  
chassis slot.  
!
!
To complete this procedure, you need:  
An ATCA chassis with a FortiGate-5001A board installed  
An electrostatic discharge (ESD) preventive wrist strap with connection cord  
Caution: FortiGate-5001A boards must be protected from static discharge and physical  
shock. Only handle or work with FortiGate-5001A boards at a static-free workstation.  
Always wear a grounded electrostatic discharge (ESD) preventive wrist strap when  
handling FortiGate-5001A boards.  
1
Attach the ESD wrist strap to your wrist and to an available ESD socket or wrist  
strap terminal.  
2
Disconnect all cables from the FortiGate-5001A board, including all network  
cables, the console cable, and any USB cables or keys.  
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Hardware installation  
Removing a FortiGate-5001A board  
3
Fully loosen the retention screws on the FortiGate-5001A front panel.  
Retention  
Screw  
Loosen  
4
5
Unlock the handles by squeezing the handle locks.  
Open the handles to their fully open positions.  
Caution: To avoid damaging the lock, make sure you squeeze the handles fully to unlock  
!
them before opening. The handles should pop easily out of the board front panel.  
You need to open the handles with moderate pressure to eject the board from the  
chassis. Pivoting the handles turns off the microswitch, turns off all LEDs, and  
ejects the board from the chassis slot.  
Alignment Pin  
Alignment Pin  
Handle  
Handle  
Open  
Lock  
6
7
Pull the board about half way out.  
Turn both handles to their fully-closed positions.  
Alignment Pin  
Alignment Pin  
Close  
Handle  
Handle  
Fully Closed  
and Locked  
8
9
Carefully slide the board completely out of the slot.  
Re-attach the protective metal frame before shipping or storing the  
FortiGate-5001A board.  
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Resetting a FortiGate-5001A board  
Hardware installation  
Resetting a FortiGate-5001A board  
You must eject the FortiGate-5001A board from the chassis slot to cycle the  
for information about how to eject a FortiGate-5001A board from a chassis.  
Installing and removing AMC modules  
This section describes installing a FortiGate AMC Double width Module (ADM) in  
the FortiGate-5001A-DW front panel AMC double-width opening or a FortiGate  
AMC Single width Module (ASM) in the FortiGate-5001A-SW front panel AMC  
single-width opening.  
Caution: Do not operate the FortiGate-5001A board with an open AMC opening. For  
optimum cooling performance and safety, the AMC opening must contain a slot filler panel  
or a FortiGate AMC module.  
!
!
Caution: Because the FortiGate-5001A board does not support hot swapping AMC  
modules, you must eject the FortiGate-5001A board from its chassis slot and completely  
open the handles before inserting or removing AMC modules or slot filler panels.  
Table 6: FortiGate AMC module LEDs  
LED  
State  
Off  
Description  
HS  
Normal operation.  
Ejection latch open.  
Blue  
Flashing The module is starting up or shutting down.  
OOS  
PWR  
Off  
LED currently not in use.  
Amber  
Off  
The module is properly inserted in the FortiGate unit.  
The module is not receiving power from the FortiGate unit.  
LED currently not in use.  
OT  
Off  
LINK  
Green  
The correct cable is in use and the connected equipment has  
power.  
Off  
No link established.  
ACT  
Flashing Network activity at this interface.  
Green or  
Amber  
Off  
No network activity at this interface.  
ACT/RDY Amber  
Off  
The module is properly inserted in the FortiGate unit.  
The module is not receiving power from the FortiGate unit.  
LED currently not in use.  
PORT  
Off  
This section describes:  
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Hardware installation  
Installing and removing AMC modules  
Inserting AMC slot filler panels  
The following procedure describes how to install a slot filler panel in the  
FortiGate-5001A front panel AMC opening. The FortiGate-5001A-DW board  
includes one AMC double-width slot filler panel and the FortiGate-5001A-SW  
board includes one AMC single-width slot filler panel.  
Caution: Do not operate the FortiGate-5001A board with an open AMC opening. For  
optimum cooling performance and safety, the AMC opening must contain a slot filler panel  
or a FortiGate AMC module.  
!
!
Caution: Because the FortiGate-5001A board does not support hot swapping AMC  
modules, you must eject the FortiGate-5001A board from its chassis slot and completely  
open the handles before inserting or removing AMC modules or slot filler panels.  
To install an AMC slot filler panel  
To complete this procedure, you need:  
FortiGate-5001A board with an empty AMC slot  
An electrostatic discharge (ESD) preventive wrist strap with connection cord  
Caution: FortiGate-5001A boards must be protected from static discharge and physical  
shock. Only handle or work with FortiGate-5001A boards at a static-free workstation.  
Always wear a grounded electrostatic discharge (ESD) preventive wrist strap when  
handling FortiGate-5001A boards.  
!
1
Attach the ESD wrist strap to your wrist and to an available ESD socket or wrist  
strap terminal.  
2
3
Eject the FortiGate-5001A board from the chassis slot.  
With the FortiGate-5001A left (top) handle fully open, pull the latch on the slot filler  
front panel to the extended position.  
4
Insert the slot filler panel by applying moderate force to the front faceplate to slide  
the slot filler panel into the opening.  
The slot filler panel should glide smoothly into the opening. If you encounter any  
resistance while sliding the slot filler panel in, the slot filler panel could be aligned  
incorrectly. Pull the slot filler panel back out and try inserting it again.  
5
Press the latch in the slot filler front panel to lock in the slot filler panel.  
Inserting AMC modules  
The following procedure describes how to install an AMC module into your  
FortiGate-5001A front panel AMC opening. Insert the fiber transceivers into the  
module before inserting the module into the FortiGate unit. For details on installing  
the transceivers, see the QuickStart Guide for the AMC module.  
To insert an AMC module into a FortiGate-5001A board  
Caution: Do not operate the FortiGate-5001A board with an open AMC opening. For  
optimum cooling performance and safety, the AMC opening must contain a slot filler panel  
or a FortiGate AMC module.  
!
!
Caution: Because the FortiGate-5001A board does not support hot swapping AMC  
modules, you must eject the FortiGate-5001A board from its chassis slot and completely  
open the handles before inserting or removing AMC modules or slot filler panels.  
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Installing and removing AMC modules  
Hardware installation  
To complete this procedure, you need:  
A FortiGate-5001A board with an open slot  
FortiGate AMC module to install  
An electrostatic discharge (ESD) preventive wrist strap with connection cord  
Caution: FortiGate-5001A boards and FortiGate AMC modules must be protected from  
static discharge and physical shock. Only handle or work with these components at a  
static-free workstation. Always wear a grounded electrostatic discharge (ESD) preventive  
wrist strap when handling these components.  
!
1
Attach the ESD wrist strap to your wrist and to an available ESD socket or wrist  
strap terminal.  
2
3
Eject the FortiGate-5001A board from the chassis slot.  
With the FortiGate-5001A left (top) handle fully open remove the AMC slot filler  
panel from the FortiGate-5001A front panel by pulling open the latch on the AMC  
slot filler front panel and then pulling the slot filler panel out using the latch.  
4
5
Pull the latch on the FortiGate AMC module front panel to the extended position.  
With the FortiGate-5001A left (top) handle fully open, insert the FortiGate AMC  
module into the empty slot in the FortiGate-5001A front panel. Make sure the  
Fortinet logo on the module front panel is right-side up. The Fortinet logo appears  
on the upper-right corner of the module front panel.  
6
7
Carefully guide the module into the FortiGate-5001A board.  
Insert the module by applying moderate force to the front faceplate near the upper  
edge to slide the module into the opening.  
The module should glide smoothly into the opening. If you encounter any  
resistance while sliding the module in, the module could be aligned incorrectly.  
Pull the module back out and try inserting it again.  
8
9
Press the latch on the module front panel to lock in the module.  
Insert the FortiGate-5001A board into a chassis slot.  
Removing AMC modules  
Before removing an AMC module you need to shut down the FortiGate-5001A  
board using proper shut down procedures.  
To remove an AMC module from a FortiGate-5001A board  
Caution: Do not operate the FortiGate-5001A board with an open AMC opening. For  
optimum cooling performance and safety, the AMC opening must contain a slot filler panel  
or a FortiGate AMC module.  
!
!
Caution: Because the FortiGate-5001A board does not support hot swapping AMC  
modules, you must eject the FortiGate-5001A board from its chassis slot and completely  
open the handles before inserting or removing AMC modules or slot filler panels.  
To complete this procedure, you need:  
A FortiGate-5001A board containing a FortiGate AMC module  
An electrostatic discharge (ESD) preventive wrist strap with connection cord  
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Hardware installation  
Troubleshooting  
Caution: FortiGate-5001A boards and FortiGate AMC modules must be protected from  
static discharge and physical shock. Only handle or work with these components at a  
static-free workstation. Always wear a grounded electrostatic discharge (ESD) preventive  
wrist strap when handling these components.  
!
1
Attach the ESD wrist strap to your wrist and to an available ESD socket or wrist  
strap terminal.  
2
3
Eject the FortiGate-5001A board from the chassis slot.  
With the FortiGate-5001A left (top) handle fully open, pull the latch on the AMC  
module front panel to the extended position to unlock the module from the  
FortiGate-5001A board.  
4
5
Gently pull the latch to remove the module.  
With the FortiGate-5001A left (top) handle fully open, install a replacement AMC  
module or an AMC slot filler panel into the opening in the FortiGate-5001A front  
panel.  
Troubleshooting  
This section describes the following troubleshooting topics:  
FortiGate-5001A does not start up  
Shelf manager or firmware problems may prevent a FortiGate-5001A board from  
starting up correctly.  
Chassis with a shelf manager: no communication with shelf  
manager  
If the FortiGate-5001A board is receiving power and the handles are fully closed  
and the FortiGate-5001A still does not start up, the problem could be that the  
FortiGate-5001A cannot communicate with the chassis shelf manager. This  
problem can only occur in an ATCA chassis that contains a shelf manager (such  
as the FortiGate-5140 and FortiGate-5050).  
To correct this problem power down and then restart the chassis. If you are  
operating a FortiGate-5000 series chassis you can power down and then restart  
the chassis without removing FortiGate-5000 series components.  
All chassis: Firmware problem  
If the FortiGate-5001A board is receiving power and the handles are fully closed,  
and you have restarted the chassis and the FortiGate-5001A still does not start  
up, the problem could be with FortiOS. Connect to the FortiGate-5001A console  
and try cycling the power to the board. If the BIOS starts up, interrupt the BIOS  
startup and install a new firmware image. For details about installing a new  
firmware image in this way, see the FortiGate-5000 Series Firmware and  
If this does not solve the problem, contact Fortinet Technical Support.  
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Troubleshooting  
Hardware installation  
FortiGate-5001A status LED is flashing during system operation  
Normally, the FortiGate-5001A Status LED  
is off when the FortiGate-5001A  
board is operating normally. If this LED starts flashing while the board is operating,  
a fault condition may exist. At the same time the FortiGate-5001A may stop  
processing traffic.  
To resolve the problem you can try removing and reinserting the FortiGate-5001A  
board in the chassis slot. Reloading the firmware may also help.  
If this does not solve the problem there may have been a hardware failure or other  
problem. Contact Fortinet Technical Support for assistance.  
FortiGate AMC modules not detected by FortiGate-5001A board  
If the FortiGate-5001A board cannot detect the FortiGate AMC module installed in  
the FortiGate-5001A front panel AMC opening, the AMC module interfaces will not  
be visible from the FortiGate-5001A web-based manager or CLI. Also, the AMC  
module HS LED could be solid blue.  
To correct this problem you should remove and re-insert the AMC module.  
Because AMC modules are not hot swappable, you must first remove the  
FortiGate-5001A board.  
Caution: Do not operate the FortiGate-5001A board with an open AMC opening. For  
optimum cooling performance and safety, the AMC opening must contain a slot filler panel  
or a FortiGate AMC module.  
!
Caution: Because the FortiGate-5001A board does not support hot swapping AMC  
modules, you must eject the FortiGate-5001A board from its chassis slot and completely  
open the handles before inserting or removing AMC modules or slot filler panels.  
!
To remove and reset an AMC module  
1
2
Attach an ESD wrist strap to your wrist and to an ESD socket or to a bare metal  
surface on the chassis or frame.  
Remove the FortiGate-5001A board from the chassis slot.  
completely remove the FortiGate-5001A board from the slot; however the board  
should be disconnected from power.  
3
4
With the FortiGate-5001A left (top) handle fully open, pull the latch on the AMC  
module front panel to open the latch and pull the AMC module out of the  
FortiGate-5001A front panel AMC opening.  
With the FortiGate-5001A left (top) handle fully open, re-insert the AMC module  
into the FortiGate-5001A front panel AMC opening.  
Make sure the AMC module is inserted correctly into the opening.  
Close the latch on the AMC front panel.  
5
6
Insert the FortiGate-5001A board into the chassis slot.  
Both the AMC module and the FortiGate-5001A board should start up. If both the  
FortiGate-5001A board and the AMC module are functioning normally, the front  
panel LEDs will appear as described in Table 4 on page 17 and Table 5 on  
7
If this does not solve the problem, contact Fortinet Technical Support.  
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Quick Configuration Guide  
Registering your Fortinet product  
Quick Configuration Guide  
This section is a quick start guide to connecting and configuring a  
FortiGate-5001A security system for your network.  
Before using this chapter, your FortiGate-5000 series or compatible ATCA chassis  
should be mounted and connected to your power system. In addition, your  
FortiGate-5001A boards should be inserted into the chassis and additional  
hardware components (such as AMC cards and SFP transceivers) should be  
installed. The FortiGate-5001A boards should also be powered up and the front  
panel LEDs should indicate that the boards are functioning normally.  
This chapter includes the following topics:  
Registering your Fortinet product  
Register your Fortinet product to receive Fortinet customer services such as  
product updates and technical support. You must also register your product for  
FortiGuard services such as FortiGuard Antivirus and Intrusion Prevention  
updates and for FortiGuard Web Filtering and AntiSpam.  
Register your product by visiting http://support.fortinet.com and selecting Product  
Registration.  
To register, enter your contact information and the serial numbers of the Fortinet  
products that you or your organization have purchased. You can register multiple  
Fortinet products in a single session without re-entering your contact information.  
Planning the configuration  
Before beginning to configure your FortiGate-5001A security system, you need to  
plan how to integrate the system into your network. Your configuration plan  
depends on the operating mode that you select: NAT/Route mode (the default) or  
Transparent mode.  
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Planning the configuration  
Quick Configuration Guide  
NAT/Route mode  
In NAT/Route mode, the FortiGate-5001A security system is visible to the  
networks that it is connected to. Each interface connected to a network must be  
configured with an IP address that is valid for that network. In many  
configurations, in NAT/Route mode all of the FortiGate interfaces are on different  
networks, and each network is on a separate subnet.  
You would typically use NAT/Route mode when the FortiGate-5001A security  
system is deployed as a gateway between private and public networks. In the  
default NAT/Route mode configuration, the FortiGate-5001A security system  
functions as a firewall. Firewall policies control communications through the  
FortiGate-5001A security system. No traffic can pass through the  
FortiGate-5001A security system until you add firewall policies.  
In NAT/Route mode, firewall policies can operate in NAT mode or in Route mode.  
In NAT mode, the FortiGate firewall performs network address translation before  
IP packets are sent to the destination network. In Route mode, no translation  
takes place.  
Figure 11: Example FortiGate-5001A board operating in NAT/Route mode  
Internet  
NAT mode policies  
controlling traffic between  
internal and external  
networks.  
port2  
204.23.1.2  
FortiGate-5001A board  
in NAT/Route mode  
port1  
192.168.1.99  
Internal Network  
Transparent mode  
In Transparent mode, the FortiGate-5001A security system is invisible to the  
network. All of the FortiGate-5001A interfaces are connected to different  
segments of the same network. In Transparent mode you only have to configure a  
management IP address so that you can connect to the FortiGate-5001A security  
system to make configuration changes and so the FortiGate-5001A security  
system can connect to external services such as the FortiGuard Distribution  
Network (FDN).  
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Quick Configuration Guide  
Choosing the configuration tool  
Figure 12: Example FortiGate-5001A board operating in Transparent mode  
Internet  
204.23.1.2  
Gateway to  
public  
Transparent mode policies  
controlling traffic between  
internal and external  
networks.  
network  
192.168.1.1  
port2  
FortiGate-5001A board  
in Transparent mode  
port1  
192.168.1.99  
Management IP  
Internal Network  
You would typically deploy a FortiGate-5001A security system in Transparent  
mode on a private network behind an existing firewall or behind a router. In the  
default Transparent mode configuration, the FortiGate-5001A security system  
functions as a firewall. No traffic can pass through the FortiGate-5001A security  
system until you add firewall policies.  
Choosing the configuration tool  
You can use either the web-based manager or the Command Line Interface (CLI)  
to configure the FortiGate board.  
Web-based manager  
The FortiGate-5001A web-based manager is an easy to use management tool.  
Use the web-based manager to configure the FortiGate-5001A administrator  
password, the interface addresses, the default gateway, and the DNS server  
addresses.  
Requirements:  
An Ethernet connection between the FortiGate-5001A board and management  
computer.  
Internet Explorer 6.0 or higher on the management computer.  
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Factory default settings  
Quick Configuration Guide  
Command Line Interface (CLI)  
The CLI is a full-featured management tool. Use it to configure the administrator  
password, the interface addresses, the default gateway, and the DNS server  
addresses.  
Requirements:  
The serial connector that came packaged with your FortiGate-5001A board.  
Terminal emulation application (for example, HyperTerminal for Windows) on  
the management computer.  
Factory default settings  
The FortiGate-5001A unit ships with a factory default configuration. The default  
configuration allows you to connect to and use the FortiGate-5001A web-based  
manager to configure the FortiGate-5001A board onto the network. To configure  
the FortiGate-5001A board onto the network you add an administrator password,  
change the network interface IP addresses, add DNS server IP addresses, and, if  
required, configure basic routing.  
Table 7: FortiGate-5001A factory default settings  
Operation Mode  
NAT/Route  
Administrator Account  
User Name: admin  
Password: (none)  
port1 IP/Netmask  
port2 IP/Netmask  
Default route  
192.168.1.99/24  
192.168.100.99/24  
Gateway: 192.168.100.1  
Device: port2  
Primary DNS Server:  
65.39.139.53  
65.39.139.53  
Secondary DNS Server:  
Note: At any time during the configuration process, if you run into problems, you can reset  
the FortiGate-5001A board to the factory defaults and start over. From the web-based  
manager go to System > Status find System Operation at the bottom of the page and  
select Reset to Factory Default. From the CLI enter execute factory reset.  
Configuring NAT/Route mode  
Use Table 8 to gather the information you need to customize NAT/Route mode  
settings for the FortiGate-5001A security system. You can use one table for each  
board to configure.  
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Quick Configuration Guide  
Configuring NAT/Route mode  
Table 8: FortiGate-5001A board NAT/Route mode settings  
Admin Administrator Password:  
IP:  
_____._____._____._____  
_____._____._____._____  
port1  
port2  
Netmask:  
IP:  
_____._____._____._____  
_____._____._____._____  
Netmask:  
Device (Name of the Interface  
connected to the external  
network):  
Default Gateway IP address: _____._____._____._____  
Default Route  
DNS Servers  
The default route consists of the name of the interface connected  
to an external network (usually the Internet) and the default  
gateway IP address. The default route directs all non-local traffic to  
this interface and to the external network.  
Primary DNS Server:  
_____._____._____._____  
_____._____._____._____  
Secondary DNS Server:  
Using the web-based manager to configure NAT/Route mode  
1
Connect port1 of the FortiGate-5001A board to the same hub or switch as the  
computer you will use to configure the FortiGate board.  
Note: If you cannot connect to port1, see “Using the CLI to configure NAT/Route mode” on  
2
Configure the management computer to be on the same subnet as the port1  
interface of the FortiGate-5001A board. To do this, change the IP address of the  
management computer to 192.168.1.2 and the netmask to 255.255.255.0.  
3
4
To access the FortiGate web-based manager, start Internet Explorer and browse  
Type admin in the Name field and select Login.  
To change the admin administrator password  
1
2
Go to System > Admin > Administrators.  
Select Change Password for the admin administrator and enter a new password.  
Note: See the Fortinet Knowledge Center article Recovering lost administrator account  
passwords if you forget or lose an administrator account password and cannot log into your  
FortiGate unit.  
To configure interfaces  
1
2
Go to System > Network > Interface.  
Select the edit icon for each interface to configure.  
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Configuring NAT/Route mode  
Quick Configuration Guide  
3
Set the addressing mode for the interface. (See the online help for information.)  
For manual addressing, enter the IP address and netmask for the interface that  
you added to Table 8 on page 29.  
For DHCP addressing, select DHCP and any required settings.  
For PPPoE addressing, select PPPoE and enter the username and password  
and any other required settings.  
To configure the Primary and Secondary DNS server IP addresses  
1
2
Go to System > Network > Options.  
Enter the Primary and Secondary DNS IP addresses that you added to Table 8 on  
page 29 as required and select Apply.  
To configure the Default Gateway  
1
2
3
Go to Router > Static and select Edit icon for the static route.  
Select the Device that you recorded above.  
Set Gateway to the Default Gateway IP address that you added to Table 8 on  
page 29.  
4
Select OK.  
Using the CLI to configure NAT/Route mode  
1
Use the serial cable supplied with your FortiGate-5001A board to connect the  
FortiGate Console port to the management computer serial port.  
2
Start a terminal emulation program (HyperTerminal) on the management  
computer. Use these settings:  
Baud Rate (bps) 9600, Data bits 8, Parity None, Stop bits 1, and Flow Control  
None.  
3
4
At the Login: prompt, type admin and press Enter twice (no password required).  
Change the administrator password.  
config system admin  
edit admin  
set password <password>  
end  
Note: See the Fortinet Knowledge Center article Recovering lost administrator account  
passwords if you forget or lose an administrator account password and cannot log into your  
FortiGate unit.  
5
Configure the port1 internal interface to the setting that you added to Table 8 on  
page 29.  
config system interface  
edit port1  
set ip <intf_ip>/<netmask_ip>  
end  
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Quick Configuration Guide  
Configuring Transparent mode  
6
7
Repeat to configure each interface as required, for example, to configure the port2  
interface to the setting that you added to Table 8 on page 29.  
config system interface  
edit port2  
...  
Configure the primary and secondary DNS server IP addresses to the settings  
that you added to Table 8 on page 29.  
config system dns  
set primary <dns-server_ip>  
set secondary <dns-server_ip>  
end  
8
Configure the default gateway to the setting that you added to Table 8 on  
page 29.  
config router static  
edit 1  
set device <interface_name>  
set gateway <gateway_ip>  
end  
Configuring Transparent mode  
Use Table 9 to gather the information you need to customize Transparent mode  
settings.  
Table 9: Transparent mode settings  
Admin Administrator Password:  
IP:  
_____._____._____._____  
_____._____._____._____  
Netmask:  
Management IP  
The management IP address and netmask must be valid for the  
network where you will manage the FortiGate-5001A unit.  
Default Gateway IP address:  
_____._____._____._____  
In Transparent mode the default route requires the default gateway IP  
address. The default route directs all non-local traffic to the external  
network.  
Default Route  
DNS Servers  
Primary DNS Server:  
_____._____._____._____  
_____._____._____._____  
Secondary DNS Server:  
Using the web-based manager to configure Transparent mode  
1
Connect port1 of the FortiGate-5001A board to the same hub or switch as the  
computer you will use to configure the FortiGate board.  
Note: If you cannot connect to port1, see “Using the CLI to configure Transparent mode” on  
2
3
Configure the management computer to be on the same subnet as the port1  
interface of the FortiGate-5001A board. To do this, change the IP address of the  
management computer to 192.168.1.2 and the netmask to 255.255.255.0.  
To access the FortiGate web-based manager, start Internet Explorer and browse  
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Configuring Transparent mode  
Quick Configuration Guide  
4
Type admin in the Name field and select Login.  
To switch from NAT/Route mode to transparent mode  
1
2
3
Go to System > Status and select the Change link beside Operation Mode: NAT.  
Set Operation Mode to Transparent.  
Set the Management IP/Netmask to the settings that you added to Table 9 on  
page 31.  
4
Set the default Gateway to the setting that you added to Table 9 on page 31.  
To change the admin administrator password  
1
2
Go to System > Admin > Administrators.  
Select Change Password for the admin administrator and enter the password that  
you added to Table 9 on page 31.  
To change the management interface  
1
2
Go to System > Config > Operation.  
Enter the Management IP address and netmask hat you added to Table 9 on  
page 31 and select Apply.  
To configure the Primary and Secondary DNS server IP addresses  
1
2
Go to System > Network > Options.  
Enter the Primary and Secondary DNS IP addresses that you added to Table 9 on  
page 31 as required and select Apply.  
Using the CLI to configure Transparent mode  
1
Use the serial cable supplied with your FortiGate-5001A board to connect the  
FortiGate Console port to the management computer serial port.  
2
Start a terminal emulation program (HyperTerminal) on the management  
computer. Use these settings:  
Baud Rate (bps) 9600, Data bits 8, Parity None, Stop bits 1, and Flow Control  
None.  
3
4
At the Login: prompt, type admin and press Enter twice (no password required).  
Change from NAT/Route mode to Transparent mode. Configure the Management  
IP address and default gateway to the settings that you added to Table 9 on  
page 31.  
config system settings  
set opmode transparent  
set manageip <mng_ip>/<netmask>  
set gateway <gateway_ip>  
end  
5
Configure the primary and secondary DNS server IP addresses to the settings  
that you added to Table 9 on page 31.  
config system dns  
set primary <dns-server_ip>  
set secondary <dns-server_ip>  
end  
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Quick Configuration Guide  
Upgrading FortiGate-5001A firmware  
Upgrading FortiGate-5001A firmware  
Fortinet periodically updates the FortiGate-5001A FortiOS firmware to include  
enhancements and address issues. After you have registered your  
FortiGate-5001A security system (see “Registering your Fortinet product” on  
page 25) you can download FortiGate-5001A firmware from the support web site  
Only FortiGate-5001A administrators (whose access profiles contain system read  
and write privileges) and the FortiGate-5001A admin user can change the  
FortiGate-5001A firmware.  
For complete details about upgrading and downgrading FortiGate-5001A firmware  
using the web-based manager or CLI; and using a USB key, see the FortiGate-  
To upgrade the firmware using the web-based manager  
Copy the firmware image file to your management computer.  
Log into the web-based manager as the admin administrator.  
Go to System > Status.  
1
2
3
4
5
Under System Information > Firmware Version, select Update.  
Type the path and filename of the firmware image file, or select Browse and locate  
the file.  
6
Select OK.  
The FortiGate-5001A board uploads the firmware image file, upgrades to the new  
firmware version, restarts, and displays the FortiGate login. This process takes a  
few minutes.  
7
8
Log into the web-based manager.  
Go to System > Status and check the Firmware Version to confirm the firmware  
upgrade is successfully installed.  
9
Update the FortiGate-5001A antivirus and attack definitions. See the  
FortiGate-5001A online help for details.  
To upgrade the firmware using the CLI  
To use the following procedure, you must have a TFTP server the  
FortiGate-5001A board can connect to.  
1
2
3
4
Make sure the TFTP server is running.  
Copy the new firmware image file to the root directory of the TFTP server.  
Log into the CLI.  
Make sure the FortiGate board can connect to the TFTP server.  
You can use the following command to ping the computer running the TFTP  
server. For example, if the IP address of the TFTP server is 192.168.1.168:  
execute ping 192.168.1.168  
5
Enter the following command to copy the firmware image from the TFTP server to  
the FortiGate-5001A board:  
execute restore image <name_str> <tftp_ipv4>  
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FortiGate-5001A base backplane data communication  
Quick Configuration Guide  
Where <name_str>is the name of the firmware image file and <tftp_ipv4>is  
the IP address of the TFTP server. For example, if the firmware image file name is  
image.outand the IP address of the TFTP server is 192.168.1.168, enter:  
execute restore image image.out 192.168.1.168  
The FortiGate-5001A board responds with the message:  
This operation will replace the current firmware version!  
Do you want to continue? (y/n)  
6
Type y.  
The FortiGate-5001A board uploads the firmware image file, upgrades to the new  
firmware version, and restarts. This process takes a few minutes.  
7
8
Reconnect to the CLI.  
To confirm the firmware image is successfully installed, enter:  
get system status  
9
Update antivirus and attack definitions. You can use the command  
execute update-now  
FortiGate-5001A base backplane data communication  
This section describes how to configure FortiGate-5001A boards for base  
backplane data communication. Base backplane data communication is  
supported for FortiGate-5001A boards installed in FortiGate-5140,  
FortiGate-5050, and FortiGate-5020 chassis.  
Note: Different FortiGate-5000 series boards may use different names for the base  
backplane interfaces. For example, on the FortiGate-5001SX and FortiGate-5001FA2  
boards the base backplane interfaces are called port9 and port10. On the  
FortiGate-5005FA2 and FortiGate-5001A boards, the base backplane interfaces are called  
base1 and base2.  
By default the base backplane interfaces are not enabled for data communication.  
Once the base backplane interfaces are configured for data communication you  
can operate and configure them in the same way as any FortiGate-5001A  
interfaces.  
Note: The FortiSwitch-5003 board does not support VLAN-tagged packets.  
Note: The FortiSwitch-5003A board and the FortiGate-5020 backplane do support  
VLAN-tagged packets.  
Although not recommended, you can use base backplane interfaces for data  
communication and HA heartbeat communication at the same time.  
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Quick Configuration Guide  
FortiGate-5001A base backplane data communication  
In a FortiGate-5140 or FortiGate-5050 chassis, FortiGate-5001A base backplane  
communication requires one or two FortiSwitch-5003A or FortiSwitch-5003  
boards. A FortiSwitch board installed in chassis base slot 1 provides  
communication on the base1 interface. A FortiSwitch-5003 board installed in  
chassis base slot 2 provides communication on the base2 interface. The  
FortiGate-5020 chassis supports base backplane data communication for both  
interfaces with no additions or changes to the chassis.  
Note: Installing a FortiSwitch-5003A board and a FortiSwitch-5003 board in the same  
chassis is not supported.  
For details and configuration examples of FortiGate-5001A base backplane  
communication using the FortiSwitch-5003 board, see the  
To enable base backplane data communication from the FortiGate-5001A  
web-based manager  
From the FortiGate-5001A web-based manager use the following steps to enable  
base backplane data communication.  
1
2
Go to System > Network > Interface.  
Select Show backplane interfaces.  
The base1 and base2 backplane interfaces now appear in all Interface lists. You  
can now configure the base backplane interfaces and add routes, firewall policies  
and other configuration settings using these interfaces.  
Figure 13: FortiGate-5001A interface list with backplane interfaces enabled  
(FortiGate-ADM-XB2 also installed)  
To enable base backplane data communication from the FortiGate-5001A  
CLI  
From the FortiGate-5001A board CLI you can use the following steps to enable  
base backplane data communication.  
1
Enter the following command to show the backplane interfaces:  
config system global  
set show-backplane-intf enable  
end  
The base1 and base2 backplane interfaces now appear in all Interface lists. You  
can now configure the base backplane interfaces and add routes, firewall policies  
and other configuration settings using these interfaces.  
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FortiGate-5001A fabric backplane data communication  
Quick Configuration Guide  
FortiGate-5001A fabric backplane data communication  
This section describes how to configure FortiGate-5001A boards for fabric  
backplane data communication using the fabric1 and fabric2 interfaces. Fabric  
backplane data communication is supported for FortiGate-5001A boards installed  
in FortiGate-5140 and FortiGate-5050 chassis with a FortiSwitch-5003A board  
installed in chassis fabric slot 1 for the fabric1 interface and a FortiSwitch-5003A  
board installed in chassis fabric slot 2 for the fabric2 interface.  
For the FortiGate-5001A, FortiSwitch-5003A boards support gigabit fabric  
backplane communication. You can add a FortiGate-RTM-XB2 module to support  
10 gigabit fabric backplane communication.  
By default the fabric backplane interfaces are not enabled for data  
communication. Once the fabric backplane interfaces are configured for data  
communication you can operate and configure them in the same way as any  
FortiGate-5001A interfaces.  
Although not recommended, you can use fabric backplane interfaces for data  
communication and HA heartbeat communication at the same time.  
For more details and configuration examples of FortiGate-5001A fabric backplane  
communication using the FortiSwitch-5003A board, see the  
To enable fabric backplane data communication from the FortiGate-5001A  
web-based manager  
From the FortiGate-5001A web-based manager use the following steps to enable  
fabric backplane data communication.  
1
2
Go to System > Network > Interface.  
Select Show backplane interfaces.  
The fabric1 and fabric2 backplane interfaces now appear in all Interface lists. You  
can now configure the fabric backplane interfaces and add routes, firewall policies  
and other configuration settings using these interfaces.  
Figure 14: FortiGate-5001A interface list with backplane interfaces enabled  
(FortiGate-ADM-XB2 also installed)  
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Quick Configuration Guide  
Powering off the FortiGate-5001A board  
To enable fabric backplane data communication from the FortiGate-5001A  
CLI  
From the FortiGate-5001A board CLI you can use the following steps to enable  
fabric backplane data communication.  
1
Enter the following command to show the backplane interfaces:  
config system global  
set show-backplane-intf enable  
end  
The fabric1 and fabric2 backplane interfaces now appear in all Interface lists. You  
can now configure the fabric backplane interfaces and add routes, firewall policies  
and other configuration settings using these interfaces.  
To enable sending heartbeat packets to the FortiSwitch-5003A  
Use the following command to enable sending heartbeat packets from the  
FortiGate-5001A fabric interfaces. A FortiSwitch-5003A board receives the  
heartbeat packets to verify that the FortiGate-5001A board is still active.  
The FortiGate-5001A board sends 10 packets per second from each fabric  
interface. The packets are type 255 bridge protocol data unit (BPDU) packets.  
1
Enter the following command to enable sending heartbeat packets:  
config system global  
set fortiswitch-heartbeat enable  
end  
Powering off the FortiGate-5001A board  
To avoid potential hardware problems, always shut down the FortiGate-5001A  
operating system properly before removing the FortiGate-5001A board from a  
chassis slot or before powering down the chassis.  
To power off a FortiGate-5001A board  
1
2
Shut down the FortiGate-5001A operating system:  
From the web-based manager, go to System > Status and from the Unit  
Operation widget, select Shutdown and then select OK.  
From the CLI enter execute shutdown  
Remove the FortiGate-5001A board from the chassis slot.  
Note: Once a shutdown operation is completed, the only way to restart the  
FortiGate-5001A board is to remove and reinsert it.  
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Powering off the FortiGate-5001A board  
Quick Configuration Guide  
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For more information  
Fortinet documentation  
For more information  
Support for your Fortinet product is available as online help from within the  
web-based manager, from the Tools and Documentation CD included with the  
product, on the Fortinet Technical Documentation web site, from the Fortinet  
Knowledge Center web site, as well as from Fortinet Technical Support.  
Fortinet documentation  
The most up-to-date publications and previous releases of Fortinet product  
documentation are available from the Fortinet Technical Documentation web site  
at http://docs.forticare.com. FortiGate-5000 series documentation is located in its  
own section of the site at http://docs.forticare.com/fgt5k.html.  
Fortinet Tools and Documentation CD  
Fortinet documentation is available from the Fortinet Tools and Documentation  
CD shipped with your Fortinet product. The documents on this CD are current for  
your product at shipping time. For the latest versions of all Fortinet documentation  
see the Fortinet Technical Documentation web site at http://docs.forticare.com.  
Fortinet Knowledge Center  
Additional information about Fortinet products is available from the Fortinet  
Knowledge Center. The knowledge center contains troubleshooting and how-to  
articles, FAQs, technical notes, and more. Visit the Fortinet Knowledge Center at  
Comments on Fortinet technical documentation  
Please send information about any errors or omissions in this document, or any  
Fortinet technical documentation, to [email protected].  
Customer service and technical support  
Fortinet Technical Support provides services designed to make sure that your  
Fortinet systems install quickly, configure easily, and operate reliably in your  
network.  
Please visit the Fortinet Technical Support web site at http://support.fortinet.com  
to learn about the technical support services that Fortinet provides.  
Register your Fortinet product  
Register your Fortinet product to receive Fortinet customer services such as  
product updates and technical support. You must also register your product for  
FortiGuard services such as FortiGuard Antivirus and Intrusion Prevention  
updates and for FortiGuard Web Filtering and AntiSpam.  
Register your product by visiting http://support.fortinet.com and selecting Product  
Registration.  
To register, enter your contact information and the serial numbers of the Fortinet  
products that you or your organization have purchased. You can register multiple  
Fortinet products in a single session without re-entering your contact information.  
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© Copyright 2008 Fortinet, Inc. All rights reserved. No part of this publication  
including text, examples, diagrams or illustrations may be reproduced,  
transmitted, or translated in any form or by any means, electronic, mechanical,  
manual, optical or otherwise, for any purpose, without prior written permission of  
Fortinet, Inc.  
Trademarks  
Fortinet, FortiGate and FortiGuard are registered trademarks and Dynamic Threat  
Prevention System (DTPS), APSecure, FortiASIC, FortiBIOS, FortiBridge,  
FortiClient, FortiGate, FortiGate Unified Threat Management System, FortiGuard-  
Antispam, FortiGuard-Antivirus, FortiGuard-Intrusion, FortiGuard-Web, FortiLog,  
FortiAnalyzer, FortiManager, FortiOS, FortiPartner, FortiProtect, FortiReporter,  
FortiResponse, FortiShield, and FortiVoIP, are trademarks of Fortinet, Inc. in the  
United States and/or other countries. The names of actual companies and  
products mentioned herein may be the trademarks of their respective owners.  
Regulatory compliance  
FCC Class A, Part 15  
CE mark  
VCCI  
C-Tick  
UL/CUL  
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