SonicWALL Network Router EM5000 User Manual

UMA EM5000 Getting Started Guide  
PROTECTION AT THE SPEED OF BUSINESS  
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SonicWALL UMA EM5000  
Getting Started Guide  
This Getting Started Guide contains installation  
procedures and configuration guidelines for deploying the  
SonicWALL Universal Management Appliance EM5000  
(SonicWALL UMA EM5000) in your network. The  
SonicWALL UMA EM5000 runs SonicWALL Global  
Management System, which is a Web-based application  
that can configure, manage, and monitor the status of  
thousands of SonicWALL Internet security appliances  
and non-SonicWALL appliances from a central location.  
Note: For complete documentation, refer to the SonicWALL  
GMS Administrator’s Guide. This and other documentation  
the latest SonicWALL UMA EM5000 firmware version  
downloads and documentation, login to the MySonicWALL  
The SonicWALL UMA EM5000 provides these benefits:  
Centralized security and network management  
Sophisticated VPN deployment and configuration  
Active device monitoring and alerts  
Intelligent reporting and activity visualization  
Centralized logging and offline management  
SonicWALL UMA EM5000Getting Started Guide Page i  
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1
Before You Begin  
In this Section:  
This section provides pre-configuration information before setting up your SonicWALL UMA EM5000.  
Page 1  
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Checking Package Contents  
Before setting up your SonicWALL UMA EM5000, verify that  
your package contains the following parts:  
Any Items Missing?  
If any items are missing from your package,  
please contact SonicWALL support.  
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SonicWALL UMA EM5000  
Getting Started Guide  
Crossover Cable  
Standard Power Cord*  
Front Bezel Keys  
A listing of the most current support documents are available online  
Rack Mounting Kit (not pictured)  
Ethernet Cable  
*The included power cord is intended for use in North America only.  
For European Union (EU) customers, a power cord is not included.  
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SonicWALL Network Security Appliances  
Universal Management Appliance  
UMA EM5000  
Getting Started Guide  
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Overview of the SonicWALL UMA EM5000  
Front Panel  
Power Switch  
D-Pad Controls  
Allows the SonicWALL appliance to be  
powered on or off  
Provides up, left, right, and down buttons to  
navigate the LCD menu:  
Up/Down: Navigate lists  
Left: Cancel changes / return to previous  
Right: Accept changes  
Reset Button  
Reboots the SonicWALL appliance  
Universal Management Appliance  
UMA EM5000  
LED Indicators  
Front Bezel Release  
Allows access to drive bays under the  
front bezel for addition/replacement of  
hard disks (requires use of included key)  
Provides the following system status indications:  
ALARM: Thermal or other alert condition*  
ETH0/ETH1: Ethernet link (solid), activity (blinking)  
HDD: Hard disk activity (blinking)  
PWR: The appliance is powered (off/on)  
LCD Display  
Provides access to basic system  
information, settings, and features using  
the D-Pad controls  
*For a full list of alerts, refer to the SonicWALL LED Alerts technote document.  
Pressing the reset button for several seconds will result in a reboot of the SonicWALL UMA EM5000.  
Do not plug devices into any ports (other than those indicated) unless explicitly instructed to do so by a SonicWALL technical  
support representative; doing so may void your warranty.  
Page 3 Overview of the SonicWALL UMA EM5000  
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Rear Panel  
Ethernet Port 1  
Not authorized for use  
Power Supply  
Provides power connection  
using the supplied power  
cables  
USB Ports (2)  
For future use  
VGA Port  
Not authorized for use unless explicitly instructed  
by a SonicWALL technical support representative  
eSATA Port (1)  
For future use  
Serial Port  
Provides access to a command line interface  
(CLI) for SonicWALL technical support use  
Ethernet Port 0 (Management/LAN)  
Provides configurable Gigabit-capable  
Ethernet connection to your local network  
Page 4 Overview of the SonicWALL UMA EM5000  
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Browser Requirements  
System Requirements  
The following browser requirements apply to client machines  
when accessing the SonicWALL UMA EM5000 or the  
SonicWALL GMS application:  
The SonicWALL UMA EM5000 comes with a default license to  
manage 10 nodes. You can purchase additional licenses on  
MySonicWALL. For more information on licensing additional  
nodes, visit:  
Microsoft Internet Explorer 6.0 or higher  
Mozilla Firefox 2.0 or higher  
Pop-up blocker disabled  
Database Requirements  
The SonicWALL UMA EM5000 supports SSL 3.0/TLS 1.0 for  
HTTPS management of SonicWALL appliances, and for direct  
login to the managed unit from the SonicWALL UMA EM5000.  
For enhanced security across a managed network in  
The SonicWALL UMA EM5000 comes installed with a built-in  
MySQL 5.0 database and supports the following databases on  
external systems:  
On external SonicWALL UMA EM5000 appliances:  
installations that must comply with stringent regulatory  
compliance and account management controls as found in such  
standards as PCI, SOX, or HIPAA, the following browsers have  
SSL 3.0/TLS 1.0 as standard encryption protocols:  
MySQL 5.0  
On Windows Server 2008, Windows Server 2003 (SP1),  
or Windows Server 2000 (SP4):  
Microsoft SQL Server 2005 (SP2)  
Microsoft SQL Server 2000 (SP4)  
MySQL 5.0 as bundled with SonicWALL Universal  
Management Suite  
Microsoft Internet Explorer 7.0 or higher  
Mozilla Firefox 2.0 or higher  
You can set other browsers to use these protocols in the Tools  
Java Requirements  
> Options page on the Advanced or Encryption tab.  
Java Plug-in version 1.5 or higher is required on client  
machines when accessing the SonicWALL UMA EM5000 or the  
SonicWALL GMS application. SonicWALL Universal  
Management Suite (UMS) automatically downloads the Java  
Plug-in 1.5. SonicWALL UMS services use JRE 1.5.0_06. For  
Microsoft SQL Server installations, SonicWALL UMS uses  
Tomcat 5.5.26.  
Note: On Windows Server 2008, Internet Explorer 7 requires  
that the URL for the SonicWALL UMA EM5000 is  
added to your trusted sites before it will display the  
appliance login page. The Trusted Sites list is  
available in Tools > Internet Options > Security.  
SonicWALL UMA EM5000 Getting Started Guide Page 5  
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Legacy or older-generation models are not supported, such as,  
SonicWALL XPRS/XPRS2, SonicWALL SOHO2, SonicWALL  
Tele2, and SonicWALL PRO-VX.  
SonicWALL Platform and Firmware Support  
SonicWALL  
Platforms  
SonicWALL Firmware Version  
For the most recent platform support and firmware version  
information, refer to the latest SonicWALL UMA EM5000  
Getting Started Guide available at:  
Firewall / UTM / VPN  
TZ Series  
NSA Series  
PRO Series  
SonicOS Enhanced 3.2 or newer  
SonicOS Standard 3.1or newer  
Non-SonicWALL Appliance Support  
The SonicWALL UMA EM5000 provides monitoring support for  
non-SonicWALL TCP/IP and SNMP-enabled devices and  
applications.  
SonicWALL CSM  
Series  
SonicOS CF 2.0 or newer  
Network Requirements  
Secure Remote Access  
To complete the SonicWALL UMA EM5000 deployment  
process, the following network requirements must be met:  
SonicWALL SMB  
SSL-VPN Series  
SonicOS SSL-VPN 2.0 or newer  
Aventail 9.0 or newer  
Access to the Internet  
A static IP address  
SonicWALL Aventail  
Series  
Network connection must be able to accommodate  
1 KB/s for each device under management. For example,  
if the SonicWALL UMA EM5000 is monitoring 100  
SonicWALL appliances, the connection must support at  
least 100 KB/s.  
Backup and Recovery  
SonicWALL CDP  
Series  
SonicWALL CDP 2.3 or newer  
Depending on the configuration of SonicWALL log settings and  
the amount of traffic handled by each device, the network traffic  
can vary dramatically. The 1KB/s for each device is a general  
recommendation. Your installation requirements may vary.  
Page 6 System Requirements  
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with its managed appliance(s). The following list provides more  
detail on SonicWALL appliance management methods and  
gateway requirements:  
GMS Gateway Recommendations  
A GMS gateway is a SonicWALL UTM appliance that allows for  
secure communication between the SonicWALL UMA EM5000  
and managed appliance(s) using VPN tunnels. A GMS gateway  
is not required in all deployment scenarios, as described in this  
section.  
Management VPN tunnel – A GMS gateway is required.  
Each SonicWALL UMA EM5000 agent must have a  
dedicated gateway. The security association (SA) for this  
type of VPN tunnel is created when the appliance is  
configured for SonicWALL GMS management using the  
Management Tunnel method.  
When deployed, the GMS gateway must be a SonicWALL VPN-  
based network security appliance running SonicOS Enhanced  
firmware or another VPN device that is interoperable with  
SonicWALL VPN. SonicWALL strongly recommends that the  
GMS gateway be, at minimum, a SonicWALL NSA 2400  
network security appliance with SonicOS Enhanced 5.1 or  
higher firmware.The GMS gateway provides a VPN  
management tunnel for each managed appliance. The number  
of management tunnels depends on the number of VPNs  
supported by the GMS gateway appliance and may be a limiting  
factor.  
The SonicWALL UMA EM5000 automatically creates the  
SA in the gateway. For this configuration, the gateway must  
be a SonicWALL VPN-based appliance. The gateway can  
be configured in NAT-Enabled or transparent mode.  
Existing VPN tunnel – A GMS gateway is optional. The  
SonicWALL UMA EM5000 can use VPN tunnels that  
already exist in the network to communicate with the  
managed appliance(s). The GMS gateway can be a  
SonicWALL VPN-based appliance or another VPN device  
that is interoperable with SonicWALL VPN.  
There are three SonicWALL appliance management methods  
with varying GMS gateway requirements. When using HTTPS  
as the management method, it is optional to have a GMS  
gateway between each SonicWALL UMA EM5000 agent server  
and the managed SonicWALL appliance(s). If you select  
Existing VPN tunnel as the management method, a gateway is  
optional. If you select Management VPN tunnel, you must have  
a GMS gateway between the SonicWALL UMA EM5000 agent  
appliance and the managed SonicWALL appliance(s) to allow  
each SonicWALL UMA EM5000 agent to securely communicate  
HTTPS – A GMS gateway is optional. The SonicWALL  
UMA EM5000 can use HTTPS management instead of a  
VPN tunnel to communicate with the managed  
appliance(s).  
Note: A management VPN tunnel is only supported for  
SonicWALL UTM appliances, but is not supported for  
SonicWALL CDP or SonicWALL SSL-VPN appliances.  
SonicWALL UMA EM5000 Getting Started Guide Page 7  
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Recording Configuration Information  
Before deploying the SonicWALL UMA EM5000, record the following configuration information for your reference.  
The IP address or host name of your Simple Mail Transfer Protocol  
(SMTP) server. For example, mail.emailprovider.com.  
SMTP Server Address:  
HTTP Web Server Port:  
HTTPS Web Server Port:  
UMA EM5000 Administrator Email:  
Sender Email Address:  
GMS Gateway IP:  
The number of your Web server port if customized.  
The default port is 80.  
The number of your secure (SSL) Web server port if customized.  
The default port is 443.  
The email address of a SonicWALL UMA EM5000 administrator who  
will receive email notifications from the SonicWALL UMA EM5000.  
The email address from which the email notifications will be sent by  
the SonicWALL UMA EM5000.  
The IP address of the GMS gateway between the SonicWALL UMA  
EM5000 agent and the network. This optional field is only applicable  
if you have a GMS gateway.  
The password for the GMS gateway. This optional field is only  
applicable if you have a GMS gateway between the SonicWALL UMA  
EM5000 and the network.  
GMS Gateway Password:  
Your database vendor if you are using a SQL Server database.  
Database Vendor:  
Database Host IP:  
Database User:  
The IP address of the database host. This is not required when using  
the bundled MySQL database on this appliance.  
The MySQL user name for the database administrator. This is not  
required when using the bundled MySQL database on this appliance.  
The MySQL password for the database administrator. This is not  
required when using the bundled MySQL database on this appliance.  
Database Password:  
Page 8 Recording Configuration Information  
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2
Connecting and Initializing the UMA EM5000  
In this Section:  
This section provides instructions for powering on your SonicWALL UMA EM5000, logging into the appliance management interface,  
running the Host Configuration Tool, and then connecting the appliance to your local network.  
SonicWALL UMA EM5000 Getting Started Guide Page 9  
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Powering On Your Appliance  
Powering Off Your Appliance  
Perform the following steps to turn on your SonicWALL UMA  
EM5000 appliance:  
To power off your SonicWALL UMA EM5000 appliance, press  
and then quickly release the power button on the upper-right  
corner of the appliance front bezel.  
1. Plug the supplied power cable into the back of the  
SonicWALL UMA EM5000.  
2. Plug the other end of the power cable into an AC socket.  
The SonicWALL UMA EM5000 automatically powers on  
and begins the initial boot process.  
Tip: Do not hold down the power button to shutdown.  
The boot process may take several minutes to complete  
when powering on the SonicWALL UMA EM5000 for the  
first time.  
To power off your appliance by using the D-Pad controls on the  
Logging into the Appliance Management  
Interface  
Restarting Your Appliance  
Perform the following steps to restart your SonicWALL UMA  
EM5000 appliance from the appliance management interface:  
To connect a management computer to your SonicWALL UMA  
EM5000 and log in to the appliance management interface for  
the first time, perform the following steps:  
1. Navigate to the System > Restart page.  
2. Click the Restart button.  
1. Using the supplied cross-over cable and the computer you  
are using to administer the SonicWALL UMA EM5000,  
connect the LAN port of the computer to the Ethernet port  
(eth0) on the back of your SonicWALL UMA EM5000.  
3. In the confirmation dialog box, click OK.  
The system will take approximately 3 minutes to restart.  
To restart your appliance by using the D-Pad controls on the  
2. Set your management computer to have a static IP  
address on the 192.168.168.0/24 subnet, such as  
192.168.168.50. For help with setting up a static IP  
address on your computer, refer to Configuring a Static IP  
Page 10 Powering On Your Appliance  
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6. The first time you log in to the appliance, you must change  
the password. The login page re-displays with the default  
login credentials prepopulated. Enter a new password for  
the administrator account in the New Password field, and  
enter it again in the Confirm New Password field.  
Management  
Station  
Ethernet Port  
(in the rear)  
Click Submit.  
Note: The new password must be at least 7 characters.  
3. Open a Web browser on your management computer.  
4. Enter http://192.168.168.169/appliance/ (the default IP  
address of the SonicWALL UMA EM5000) in the Location  
or Address bar. The SonicWALL UMA EM5000 appliance  
management login screen displays.  
Note: One or more security warnings may display while  
connecting to the appliance management interface.  
Choose to accept the certificates in order to log in to the  
SonicWALL UMA EM5000.  
5. Log in to the appliance management interface using the  
default credentials:  
User name – admin  
Password – password  
The Host Configuration Tool wizard starts automatically. See  
SonicWALL UMA EM5000 Getting Started Guide Page 11  
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To use the Host Configuration Tool, perform the following steps:  
Using the Host Configuration Tool  
1. If the Host Configuration Tool has started automatically,  
skip to step 2. If you are starting the Host Configuration  
Tool manually, click the Wizards button in the top right  
corner.  
The Host Configuration Tool is a wizard that takes you through  
several basic steps to get your SonicWALL UMA EM5000  
configured for your network.  
The wizard starts automatically after you log in for the first time  
and change the admin password. You can cancel the wizard at  
this time, which leaves the default configuration on the  
appliance and prevents the wizard from automatically starting  
again.  
2. In the Introduction screen, click Next.  
Note: If you log out of the appliance management interface  
without actually cancelling the wizard, it will start  
automatically on your next login.  
You can manually start the wizard at any time by  
clicking the Wizards button at the top-right corner of  
the page.  
Page 12 Using the Host Configuration Tool  
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3. In the Network Settings screen, configure the network  
settings for the SonicWALL UMA EM5000, and then click  
Next. Enter network settings values for the following fields:  
4. In the Time Settings screen, select values for the following  
system settings on the appliance, and click Next:  
Time (hh:mm:ss) – Hours, minutes, and seconds of  
current time  
Hostname – A descriptive name for this appliance  
Domain – In the form of “sonicwall.com”; this domain  
is not used for authentication  
Date – Month, day, and year of current date  
TimeZone – Select from the drop-down list  
Automatically adjust clock for daylight saving time  
– Select this checkbox for automatic adjustment  
between standard time and daylight savings time  
IP Address – The static IP address for the eth0  
interface of the appliance  
Subnet Mask – In the form of “255.255.255.0”  
Default Gateway – The IP address of the network  
gateway – this is the default gateway and is required  
for networking purposes. This is not the GMS Gateway  
explained earlier in this guide.  
DNS Server 1 – The IP address of the primary DNS  
server  
DNS Server 2 (Optional) – The IP address of the  
secondary DNS server  
SonicWALL UMA EM5000 Getting Started Guide Page 13  
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5. In the Summary screen, verify the settings. Click Back to  
make changes on a previous screen, or click Apply to  
accept the settings.  
6. Wait for the settings to be applied, possibly for a few  
minutes. The screen displays a progress bar until it  
finishes, and then displays the status.  
Note: If you modified the DNS settings, the services on the  
appliance will restart when the changes are applied,  
causing a momentary connectivity loss to the Web  
server. Your browser will be redirected to the appliance  
management interface login page.  
7. If you have modified the appliance IP address, you will lose  
contact with the appliance when the changes are applied.  
To connect the appliance to your network and access the  
appliance management interface from a computer on your  
Page 14 Using the Host Configuration Tool  
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Connecting the SonicWALL UMA EM5000  
to Your Network  
To connect the SonicWALL UMA EM5000 to your network and  
access the appliance management interface from a  
management computer on your LAN, perform the following  
steps:  
1. If you are using the same management computer that you  
used for initial configuration, unplug the crossover cable  
from the management computer and from the  
SonicWALL UMA EM5000.  
2. Plug one end of the provided Ethernet cable (not the  
crossover cable) into the eth0 port on the back of your  
SonicWALL UMA EM5000.  
3. Plug the other end of the Ethernet cable into an open port  
on your local network hub or switch.  
4. Adjust your management computer to its previous settings  
prior to assigning it a static IP address on the default  
appliance subnet.  
5. Connect your management computer to your local network.  
6. On the management computer, point a browser to the new  
appliance IP address in the form:  
http://<IP address>:<port>/appliance/  
It is not necessary to provide the port in the URL if you kept  
the default port.  
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The following network diagram illustrates how the SonicWALL UMA EM5000 connects to an example network:  
i
San Jose, USA  
Page 16 Connecting the SonicWALL UMA EM5000 to Your Network  
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4. Select Use the following IP address and type  
192.168.168.50 in the IP address field.  
5. Type 255.255.255.0 in the Subnet Mask field.  
Configuring a Static IP Address on Your  
Management Computer  
6. Click OK for the settings to take effect.  
This section is provided for your reference when preparing to  
log in for the first time to your SonicWALL UMA EM5000.  
Windows 2000  
1. On the Windows Start menu, select Settings.  
2. Open Network and Dial-up Connections.  
3. Click Properties.  
4. Highlight Internet Protocol (TCP/IP) and click Properties.  
5. Select Use the following IP address and type  
192.168.168.50 in the IP address field.  
6. Type 255.255.255.0 in the Subnet Mask field.  
7. Click OK for the settings to take effect.  
Complete the following steps to configure your management  
computer with a static IP address:  
Windows Vista  
1. On the Windows Start menu, right-click Network and  
select Properties.  
2. In the Tasks menu, click Manage network connections.  
The Network Connections window displays.  
3. Right-click on your Local Area Connection and select  
Properties.  
Windows NT  
4. In the list, double-click Internet Protocol Version 4 (TCP/  
1. On the Windows Start menu, highlight Settings, and then  
select Control Panel.  
2. Open Network.  
3. Double-click TCP/IP in the TCP/IP Properties window.  
4. Select Specify an IP Address and type 192.168.168.50 in  
the IP address field.  
5. Type 255.255.255.0 in the Subnet Mask field.  
6. Click OK, and then click OK again.  
IP).  
5. Select Use the following IP address and type  
192.168.168.50 in the IP address field.  
6. Type 255.255.255.0 in the Subnet Mask field.  
7. Click OK, and then click OK again for the settings to take  
effect.  
Windows XP  
1. On the Windows Start menu, highlight Connect To and  
7. Restart the computer for changes to take effect.  
then select Show All Connections.  
2. Open the Local Area Connection Properties window.  
3. Highlight Internet Protocol (TCP/IP), and then click  
Properties.  
SonicWALL UMA EM5000 Getting Started Guide Page 17  
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Page 18  
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3
Registering Your Appliance  
In this Section:  
This section provides instructions for registering your SonicWALL UMA EM5000 appliance.  
SonicWALL UMA EM5000 Getting Started Guide Page 19  
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Creating a MySonicWALL Account  
Registering Your Appliance  
A MySonicWALL account is required for product registration. If  
you already have an account, continue to the Registering Your  
Appliance section. Perform the following steps to create a  
MySonicWALL account:  
You must register your SonicWALL UMA EM5000 on  
MySonicWALL before you can run SonicWALL GMS on it.  
Registration is performed using the appliance management  
interface. When registration is completed, SonicWALL GMS will  
be licensed on your appliance.  
1. In your browser, navigate to www.mysonicwall.com.  
When you log in to the SonicWALL UMA EM5000  
after running the Host Configuration Tool, the  
2. In the login screen, click the Not a registered user? link.  
Register button is displayed in the top right corner of  
the page. The registration process requires that the  
SonicWALL UMA EM5000 have access to the Internet.  
To register your SonicWALL UMA EM5000, perform the  
following steps:  
1. In a browser, log in to the appliance management interface  
and click the Register button.  
2. In the License Management page, type your  
MySonicWALL user name and password and click Submit.  
3. Complete the Registration form and then click Register.  
4. Verify that the information is correct and click Submit.  
5. In the screen confirming that your account was created,  
click Continue.  
MySonicWALL registration information is not sold or  
shared with any other company.  
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3. Type a descriptive name for the appliance into the  
Friendly Name field and then click Submit.  
5. Click Continue.  
The Serial Number field is automatically populated.  
Note: If this is the first SonicWALL UMA EM5000 that you  
have registered, the Friendly Name for this appliance  
will also be used as the name for the distributed  
deployment. As you register more UMA EM5000  
appliances or instances of SonicWALL GMS on  
Windows Server systems, you will have the option of  
adding them to this deployment.  
6. On the License Summary page, verify that SonicWALL  
GMS is now licensed on your appliance.  
4. Select the Create New Deployment as radio button and  
then click Submit.  
SonicWALL UMA EM5000 Getting Started Guide Page 21  
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4. The next registration page prompts you to associate this  
SonicWALL GMS component with an existing deployment,  
or create a new GMS deployment instance. Select the  
Select from existing Deployments radio button.  
Registering as an Associated Component  
When you have a distributed SonicWALL GMS deployment  
involving more than one appliance or software instance of  
SonicWALL GMS, you can associate these components on  
MySonicWALL.  
Note: The default 10-node management license is not  
automatically increased when additional components  
are associated with an existing SonicWALL GMS  
deployment. Contact SonicWALL Technical Support to  
add the node licenses to the deployment.  
To register a SonicWALL UMA EM5000 as an associated  
component of an existing SonicWALL GMS deployment,  
perform the following steps:  
5. Select the desired deployment for the association from the  
drop-down list and then click Submit.  
6. Click Continue.  
1. In a browser, log in to the appliance management interface  
and click the Register button.  
2. Enter your MySonicWALL user name and password in the  
appropriate fields and then click Submit.  
3. Type a descriptive name for the appliance into the  
Friendly Name field and then click Submit.  
The Serial Number field is automatically populated.  
Page 22 Registering as an Associated Component  
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4
Configuring the Role of Your Appliance  
In this Section:  
This section provides information about configuring the role for your SonicWALL UMA EM5000, as well as information about deployment  
settings and services.  
SonicWALL UMA EM5000 Getting Started Guide Page 23  
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You can include the MySQL database installation with any role.  
The All In One or Database Only roles automatically include the  
MySQL database.  
Overview of SonicWALL UMA EM5000  
Roles  
The role that you assign to your SonicWALL UMA EM5000  
defines the SonicWALL Universal Management Suite services  
that it will provide. SonicWALL GMS uses these services to  
perform management, monitoring, and reporting tasks.  
You can scale your deployment to handle more units and more  
reporting by adding more systems in the Agent role. Agents  
provide built-in redundancy capability, meaning that if an Agent  
goes down, other Agents can perform the configuration tasks  
and other tasks of the Agent that went down.  
Your SonicWALL UMA EM5000 can be deployed in any of the  
following roles:  
Note: When configuring the role for the first appliance in a  
distributed deployment, you should either include the  
database or be prepared to provide the IP address of  
an existing database server.  
All In One  
Agent  
Console  
Database Only  
Monitor  
Syslog Collector  
You can meet this database objective in one of the following  
ways:  
In the appliance management interface, clicking Details in the  
same row as a role provides a list of the services that run on a  
system in that role, and information about using the role.  
By selecting a role that includes the database  
automatically, such as All In One or Database Only  
By selecting the Include Database (MYSQL) checkbox if  
configuring the appliance with any other role  
By setting up a compatible database on another machine  
and providing that IP address when prompted  
As the number of managed appliances increases, a more  
distributed deployment provides better performance. To  
manage large numbers of SonicWALL appliances, you can use  
several SonicWALL UMA EM5000 appliances operating in  
different roles in a distributed deployment. You can also use  
Windows Server machines running SonicWALL GMS in any of  
the roles.  
Page 24 Overview of SonicWALL UMA EM5000 Roles  
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The initial Deployment > Role page is shown below:  
Using the Role Configuration Tool  
The Role Configuration Tool is a wizard that guides you through  
the process of defining the deployment role for your SonicWALL  
UMA EM5000 appliance. Your system must be registered and  
licensed for SonicWALL GMS to run the Role Configuration  
Tool.  
There are two ways to access the Role Configuration Tool:  
After the appliance is registered and licensed for  
SonicWALL GMS, the System > Status page of the  
appliance management interface provides a link to the  
wizard.  
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The Wizards button in the top right corner of the page  
To use the Role Configuration Tool, perform the following steps:  
provides access to the Role Configuration Tool.  
1. Log in to the appliance management interface and  
navigate to the System > Status page.  
2. Click the Click here link at the top of the page.  
3. In the Introduction page of the Role Configuration Tool,  
click Next.  
Page 26 Using the Role Configuration Tool  
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4. In the Setup Type page, select Yes if you are adding this  
system to an existing SonicWALL GMS deployment on one  
or more systems. Selecting Yes indicates to the wizard that  
there is an existing SonicWALL GMS database on another  
server. Select No if this appliance is part of a new  
SonicWALL GMS deployment or is the only system in your  
GMS deployment. Click Next.  
6. In the Role Configuration page, select the desired role for  
this system and select the Include Database (MYSQL)  
checkbox if you want to configure a SonicWALL GMS  
database on this system. Click Next.  
The list of roles on this page will vary depending on your  
previous selections such as whether this system is part of  
an existing SonicWALL GMS deployment and if it is a  
single-server or part of a multi-server deployment. Neither  
the Database Only nor the Include Database (MYSQL)  
options are available if this system is part of an existing  
deployment.  
Note: If you selected Yes, skip step 5 and proceed to step 6.  
5. In the Deployment Type page, select Yes if this system will  
be the only SonicWALL GMS server in the deployment, or  
select No if there will be multiple GMS servers. Click Next.  
SonicWALL UMA EM5000 Getting Started Guide Page 27  
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7. In the Database Configuration page, enter the database  
parameters that are required for the selected role. The  
database fields will vary depending on your previous  
selections.  
For a MySQL instance, additional fields are available for  
configuring the database administrator credentials. The  
Administrator Credentials fields are only displayed and  
editable in the following circumstances:  
The Database Type is MySQL  
The Include Database (MYSQL) checkbox is  
selected either manually or automatically for the  
chosen role  
The Database Host field is set to localhost and is not  
editable  
When these conditions are met, the administrator  
password is required to create a regular access user  
account for the SonicWALL GMS application.  
If you selected a role that does not include the MySQL  
database, you have the option of configuring the use of a  
SQL Server database in this screen.  
Certain fields will be prepopulated if you made a choice of  
role that automatically includes the MySQL database or if  
you chose Include Database (MYSQL).  
Page 28 Using the Role Configuration Tool  
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8. When finished entering the database parameters, click  
10. In the Syslog Server Port field, type in the port used for  
Next.  
receiving syslog messages or accept the default of 514.  
9. In the Other Configuration page, the fields vary depending  
on the selected role, as follows:  
11. For access to email on this system, including the ability to  
send email alerts, type the mail server IP address into the  
SMTP Server field and enter valid email addresses for the  
Sender Address and Administrator Address.  
Gateway Parameters – Required for All in One,  
Console, and Agent roles  
Syslog Server Parameters - Required for All in One,  
Console, Agent, and Syslog Collector roles  
SMTP Parameters - Required for All in One and  
Console roles  
12. Click Next.  
13. In the Summary page, verify that all parameters are  
correct. Click Back to make changes on a previous screen,  
or click Apply to accept the settings.  
Enter the GMS Gateway IP address and connection  
password, if you are using a GMS gateway. Leave these  
fields empty if you are using HTTP/HTTPS to connect to  
the managed appliances.  
SonicWALL UMA EM5000 Getting Started Guide Page 29  
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14. Wait for the settings to be applied. The screen displays a  
progress bar until it finishes, and then displays the status.  
This phase can take up to 10 minutes, especially if the  
database was included in the deployment.  
15. Click Close to exit the Role Configuration Tool.  
Page 30 Using the Role Configuration Tool  
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Configuring the All In One Role  
Manually Configuring the System Role  
All In One deployments are ideal for managing a small number  
of SonicWALL appliances or for test environments. However,  
SonicWALL recommends that you use a multi-system,  
distributed deployment in production environments, with the  
database on a dedicated server and the other services on one  
or more systems. When only one other system is deployed, the  
Console role should be assigned to it.  
You can configure the role of the SonicWALL UMA EM5000  
appliance without using the Role Configuration Tool.  
All role configuration is performed in the appliance management  
interface, available at the URL:  
http://<IP address>:<port>/appliance/  
Refer to the following sections for instructions on manually  
configuring the system role:  
The All In One role provides all nine services utilized by  
SonicWALL GMS:  
Syslog Collector  
Reports Scheduler  
Update Manager  
Reports Summarizer  
SNMP Manager  
Scheduler  
Monitoring Manager  
Web Server  
Database  
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To deploy your SonicWALL UMA EM5000 in the All In One role,  
perform the following steps in the appliance management  
interface:  
Configuring the Database Only Role  
The Database Only role is used in a multi-server SonicWALL  
GMS deployment. In this role, the server is configured to run  
only the database service. SonicWALL recommends that one of  
the servers in a multi-server SonicWALL GMS deployment is  
assigned a Database Only role.  
1. Navigate to the Deployment > Role page. Under Host  
Role Configuration, select the All In One radio button.  
2. If this SonicWALL UMA EM5000 will connect to managed  
appliances through a GMS gateway, type the gateway IP  
address into the GMS Gateway IP field.  
Only the SonicWALL Universal Management Suite Database  
service runs on a Database Only system.  
To determine if a GMS gateway is required, see the GMS  
3. If a GMS gateway will be used, type the password into both  
the GMS Gateway Password and Confirm GMS  
Gateway Password fields.  
4. If this SonicWALL UMA EM5000 listens for syslog  
messages on a non-standard port, type the port number  
into the Syslog Server Port field. The default port is 514.  
5. Configure the database settings as described in the  
6. Configure the Web port settings as described in the  
The MySQL database engine is pre-installed on the SonicWALL  
UMA EM5000. SonicWALL GMS can also use a MySQL  
database or a Microsoft SQL Server database installed on a  
server. Only the MySQL database included in the installer is  
supported. On the Deployment > Role page in the  
SonicWALL UMA EM5000 appliance management interface,  
you can configure your SonicWALL GMS systems to use either  
a MySQL or a SQL Server database.  
To deploy your SonicWALL UMA EM5000 in the Database Only  
role, perform the steps described in the Configuring Database  
7. To apply your changes, click Update. To change the  
settings on this page back to the defaults, click Reset.  
Page 32 Manually Configuring the System Role  
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2. If this SonicWALL UMA EM5000 will connect to managed  
appliances through a GMS gateway, type the gateway IP  
address into the GMS Gateway IP field.  
To determine if a GMS gateway is required, see the GMS  
3. If a GMS gateway will be used, type the password into both  
the GMS Gateway Password and Confirm GMS  
Gateway Password fields.  
Configuring the Console Role  
The Console role is used in a multi-server, distributed  
SonicWALL GMS deployment. In this role, the SonicWALL UMA  
EM5000 will run all SonicWALL Universal Management Suite  
services except for the Database service. In this scenario, the  
Database role is assigned to a separate appliance or server.  
In the Console role, the SonicWALL UMA EM5000 behaves as  
an Agent, and also provides the following functions:  
4. If this SonicWALL UMA EM5000 listens for syslog  
messages on a non-standard port, type the port number  
into the Syslog Server Port field. The default port is 514.  
5. To use a MySQL or Microsoft SQL Server database on  
another system, do not select the Include Database  
(MYSQL) checkbox. To include the MySQL database on  
this system (not recommended), select this checkbox (for  
this configuration, select the All In One role instead of the  
Console role).  
Provides Web user interface for the SonicWALL GMS  
application  
Emails Scheduled Reports  
Performs Event Management tasks  
Performs various periodic checks, such as checking for  
new appliances that can be managed, checking for new  
firmware versions of managed appliances, and similar  
functions  
6. Configure the database settings as described in the  
7. Configure the Web port settings as described in the  
To deploy your SonicWALL UMA EM5000 in the Console role,  
perform the following steps in the appliance management  
interface:  
8. To apply your changes, click Update.  
To change the settings on this page back to the defaults,  
click Reset.  
1. Navigate to the Deployment > Role page. Under Host  
Role Configuration, select the Console radio button.  
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Configuring the Agent Role  
The Agent role can be used in a distributed deployment of  
SonicWALL GMS. The primary functions of this role include the  
following:  
Manages units by acquiring them, pushing configuration  
tasks to the units and tracking their up/down status  
Performs monitoring based on ICMP probes, TCP probes,  
and SNMP OID retrievals  
Collects and stores syslog messages  
Performs report summarization  
2. If this SonicWALL UMA EM5000 will connect to managed  
appliances through a GMS gateway, type the gateway IP  
address into the GMS Gateway IP field.  
To determine if a GMS gateway is required, see the GMS  
3. If a GMS gateway will be used, type the password into both  
the GMS Gateway Password and Confirm GMS  
Gateway Password fields.  
The following SonicWALL Universal Management Suite  
services run on an Agent system:  
4. If this SonicWALL UMA EM5000 listens for syslog  
messages on a non-standard port, type the port number  
into the Syslog Server Port field. The default port is 514.  
5. To include the MySQL database on this system, select the  
Include Database (MYSQL) checkbox. To use a MySQL  
or Microsoft SQL Server database on another system, do  
not select this checkbox.  
Syslog Collector  
Reports Summarizer  
SNMP Manager  
Scheduler  
Monitoring Manager  
To deploy your SonicWALL UMA EM5000 in the Agent role,  
perform the following steps in the appliance management  
interface:  
6. Configure the database settings as described in the  
7. Configure the Web port settings as described in the  
1. Navigate to the Deployment > Role page. Under Host  
Role Configuration, select the Agent radio button.  
8. To apply your changes, click Update.  
To change the settings on this page back to the defaults,  
click Reset.  
Page 34 Manually Configuring the System Role  
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Configuring the Monitor Role  
Configuring the Syslog Collector Role  
The Monitor role is used to dedicate the SonicWALL UMA  
EM5000 to monitoring appliances and applications in a multi-  
server SonicWALL GMS deployment. The monitoring is based  
on ICMP probes, TCP probes, and SNMP OID retrievals.  
The Syslog Collector role can be assigned to a SonicWALL  
UMA EM5000 in a multi-server deployment of SonicWALL  
GMS. In this role, the SonicWALL UMA EM5000 is dedicated to  
collecting syslog messages on the configured port (by default,  
port 514). The syslog messages are stored in the SonicWALL  
UMA EM5000 file system.  
Only the SonicWALL Universal Management Suite Monitoring  
Manager service runs on a Monitor system.  
The syslog messages are used by the Reports Summarizer  
service running on another SonicWALL GMS server or  
SonicWALL UMA EM5000 in the distributed deployment. The  
folder where the Syslog Collector service stores the syslog  
messages must be accessible by the server running the  
Reports Summarizer service.  
To deploy your SonicWALL UMA EM5000 in the Monitor role,  
perform the following steps in the appliance management  
interface:  
1. Navigate to the Deployment > Role page. Under Host  
Role Configuration, select the Monitor radio button.  
Only the SonicWALL Universal Management Suite Syslog  
Collector service runs on a Syslog Collector system.  
2. To include the MySQL database on this system, select the  
Include Database (MYSQL) checkbox. To use a MySQL or  
Microsoft SQL Server database on another system, do not  
select this checkbox.  
3. Configure the database settings as described in the  
4. Configure the Web port settings as described in the  
5. To apply your changes, click Update.  
To change the settings on this page back to the defaults,  
click Reset.  
SonicWALL UMA EM5000 Getting Started Guide Page 35  
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To deploy your SonicWALL UMA EM5000 in the Syslog  
Collector role, perform the following steps in the appliance  
management interface:  
Configuring Database Settings  
Database settings configuration is largely the same for any role  
when you choose to include the database on that appliance.  
For roles that automatically include the default MySQL  
database, such as All In One or Database Only, the Database  
Type, Database Host, and Database Port fields are not editable.  
This is also the case for any role when the Include Database  
(MYSQL) checkbox is selected. The Administrator Credentials  
fields are displayed only if the role has been defined to include  
the installation of the MySQL database. These are not available  
when a SQL Server database is selected.  
1. Navigate to the Deployment > Role page. Under Host  
Role Configuration, select the Syslog Collector radio  
button.  
2. If this SonicWALL UMA EM5000 listens for syslog  
messages on a non-standard port, type the port number  
into the Syslog Server Port field. The default port is 514.  
3. To include the MySQL database on this system, select the  
Include Database (MYSQL) checkbox. To use a MySQL  
or Microsoft SQL Server database on another system, do  
not select this checkbox.  
This section describes the options for configuring the database  
settings for either the MySQL database or the Microsoft SQL  
Server database. The SonicWALL UMA EM5000 can run the  
MySQL database, but SonicWALL GMS can also use either a  
MySQL or a SQL Server database running on a Windows  
Server machine in a multi-system deployment.  
4. Configure the database settings as described in the  
5. Configure the Web port settings as described in the  
Note: If this appliance will connect to a SQL Server system  
with a non-default instance name, then the entries will  
be different than described in this section. Refer to the  
SonicWALL GMS Administrator's Guide for  
configuration instructions.  
6. To apply your changes, click Update.  
To change the settings on this page back to the defaults,  
click Reset.  
Page 36 Manually Configuring the System Role  
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To configure the database settings for any role, perform the  
following steps in the appliance management interface:  
4. In the Database Host field, type in the IP address of the  
database server or accept the default, localhost, if this  
SonicWALL UMA EM5000 includes the database. This  
field is not editable if you previously selected Include  
Database (MYSQL) or if the selected role is All In One or  
Database Only.  
5. To use a different user name when SonicWALL GMS  
accesses the database, type the user name into the  
Database User field. The default user name is “sa”.  
6. Type the password that SonicWALL GMS will use to  
access the database into both the Database Password  
and Confirm Database Password fields.  
7. Under Administrator Credentials, type the password for  
the administrator (root) account into both the Admin  
Password and Confirm Admin Password fields.  
1. Navigate to the Deployment > Role page and select the  
role for this appliance.  
2. To run the MySQL database on this SonicWALL UMA  
EM5000, select the Include Database (MYSQL)  
checkbox. To use a MySQL or Microsoft SQL Server  
database on another system, do not select this checkbox.  
3. Under Database Configuration, if Include Database  
(MYSQL) was not selected in the previous step, select  
either MYSQL or SQL Server from the Database Type  
drop-down list. This field is not editable if you previously  
selected Include Database (MYSQL) or if the selected role  
is All In One or Database Only.  
Note that the Administrator Credentials fields are only  
displayed and editable in the following circumstances:  
The Database Type is MySQL  
The Include Database (MYSQL) checkbox is selected  
either manually or automatically for the chosen role  
The Database Host field is set to localhost and is not  
editable  
When these conditions are met, the administrator  
password is required to create a regular access user  
account for the SonicWALL GMS application.  
SonicWALL UMA EM5000 Getting Started Guide Page 37  
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4. After the appliance restarts, use the new port to access the  
appliance management interface. For example:  
Configuring Deployment Settings  
This section describes the settings available on the  
Deployment > Settings page of the appliance management  
interface.  
If you changed the HTTP port to 8080, use the URL:  
http://<IP Address>:8080/appliance/  
If you changed the HTTPS port to 4430, use the URL:  
http://<IP Address>:4430/appliance/  
Configuring Web Port Settings  
Configuring SMTP Settings  
To change the Web port settings, perform the following steps:  
The SMTP settings are used for sending email alerts to the  
SonicWALL UMA EM5000 administrator. To configure the  
SMTP settings, perform the following steps:  
1. On the Deployment > Settings page under Web Port  
Configuration, to use a different port for HTTP access to  
the SonicWALL UMA EM5000, type the port number into  
the HTTP Port field. The default port is 80.  
1. On the Deployment > Settings page under SMTP  
Configuration, enter the IP address of the SMTP server  
into the SMTP server field.  
2. To use a different port for HTTPS access to the  
SonicWALL UMA EM5000, type the port number into the  
HTTPS Port field. The default port is 443.  
3. Click Update to apply the Web port settings.  
2. In the Sender address field, enter the email address that  
will appear as the ‘From’ address when email alerts are  
sent to the administrator.  
Note: Changing the Web port settings will cause the  
3. In the Administrator address field, enter a valid email  
appliance to restart.  
address for the administrator who will receive email alerts.  
4. Click Update to apply the SMTP settings.  
Page 38 Configuring Deployment Settings  
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To change the current state of a service, perform the following  
steps:  
Starting and Stopping Host Services  
You can stop, start, or restart any of the SonicWALL UMS  
services on the Deployment > Services page of the appliance  
management interface. The page displays different services  
depending on the role of the appliance. The image below shows  
all nine services running on an All In One system:  
1. On the Deployment > Services page, select the checkbox  
next to the service whose state you want to change and  
then do one of the following:  
To stop the service, click the Disable/Stop button.  
To start a stopped service, click the Enable/Start  
button.  
To restart the service, click the Restart button. This  
option stops and then starts the service.  
2. A progress bar is displayed. Wait for the desired action to  
complete before navigating away from the page.  
The status of the action is displayed at the top of the page.  
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Page 40 Starting and Stopping Host Services  
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5
Using the SonicWALL GMS Management Interface  
In this Section:  
This section provides information about the SonicWALL GMS management interface. The SonicWALL GMS application runs on the  
SonicWALL UMA EM5000.  
SonicWALL UMA EM5000 Getting Started Guide Page 41  
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SonicWALL GMS Management Interface – Used to  
access the SonicWALL GMS application that runs on the  
SonicWALL UMA EM5000. This interface is used to  
configure GMS management of SonicWALL appliances,  
including creating policies, viewing reports, and monitoring  
networks, and for configuring GMS administrative settings.  
The GMS management interface is only available on  
appliances deployed in a role that runs the Web Server  
service, such as the All In One or Console roles.  
Accessing the Correct Management  
Interface  
The SonicWALL UMA EM5000 comes installed with two  
separate management interfaces:  
SonicWALL UMA Appliance Management Interface –  
Used for system management of the appliance, including  
registration and licensing, setting the admin password,  
creating backups, restarting the appliance, configuring  
network settings, selecting the deployment role, and  
configuring other system settings.  
Access the GMS management interface with the URL:  
http://<IP address>:<port>/sgms/  
Access the appliance management interface with the URL:  
http://<IP address>:<port>/appliance/  
If you are using the standard HTTP port, 80, it is not  
necessary to append the port number to the IP address.  
Page 42 Accessing the Correct Management Interface  
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Switching Between Management Interfaces  
SonicWALL GMS Management Interface  
Introduction  
On appliances deployed in the All In One or Console role, you  
can easily switch between the appliance management interface  
and the SonicWALL GMS management interface. The login  
page of each interface provides a link to the login page of the  
other interface.  
SonicWALL GMS is a Web-based application that runs on the  
SonicWALL UMA EM5000. SonicWALL GMS is used for  
configuring, managing, monitoring and gathering reports from  
thousands of SonicWALL Internet security appliances and non-  
SonicWALL appliances, as well as for configuring SonicWALL  
GMS administrative settings. This section provides an  
introduction to the main elements of the SonicWALL GMS  
management interface.  
Access the SonicWALL GMS management interface with the  
URL:  
http://<IP address>:<port>/sgms/  
Note: The SonicWALL GMS management interface is  
separate from the appliance management interface  
used to configure appliance settings, and can have  
different login credentials. See Logging into the  
When logged in to either interface, you can switch to  
the login page of the other interface by clicking the  
Switch button in the top right corner of the page.  
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SonicWALL GMS Login Screen  
SonicWALL GMS Navigation Tabs  
The SonicWALL GMS management interface login screen  
allows you to securely login to SonicWALL GMS using your  
User ID and Password. After you have registered your  
SonicWALL UMA EM5000 and it is licensed for SonicWALL  
GMS, the SonicWALL GMS login screen is the first screen that  
displays each time you access the SonicWALL GMS  
management interface using a Web browser on your  
management computer.  
The SonicWALL GMS management interface navigation tabs  
are located at the top of the management interface.  
The six navigation tabs are SonicToday, Firewall, SSL-VPN,  
CDP, Monitor, and Console.  
The Monitor tab provides real-time monitoring at the global,  
group or appliance level. The Console tab provides tools to  
customize options found in the other SonicWALL GMS tabs and  
to manage SonicWALL GMS settings and settings that affect  
the environment globally.  
Page 44 SonicWALL GMS Login Screen  
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Left Pane Overview  
Center Pane Overview  
The left pane of the SonicWALL  
GMS management interface  
provides a tree control that  
displays the current view and a  
list of managed appliances within  
the current tab. The left pane is  
only displayed for the three  
appliance tabs: Firewalls,  
The center pane displays for the three  
appliance tabs: Firewalls, SSL-VPNs  
and CDPs. A navigational tree control that  
provides access to the configuration  
options available based on navigational  
tab and left pane selections. At the top of  
the Center pane there are two sub-tabs,  
Policies and Reports. The Policies sub-  
tab provides policy configuration options  
for managed appliances. The Reports  
sub-tab provides reporting on the global,  
group, or appliance level, and is only  
available for Firewalls and SSL-VPNs.  
SSL-VPNs and CDPs. The  
current category and view are indicated by a blue highlighting.  
The left pane tree control provides the ability to switch between  
views and displays the current state of each appliance under  
management. A single box in the tree control indicates a node  
at appliance or unit level. Two boxes in the tree control indicates  
a node at a group level. A global node at the top of the tree  
control is indicated by a three-box icon. The color of these icons  
provides useful status information. For detailed information  
about appliance states, refer to Description of Managed  
The current selection in the center pane is  
indicated by the highlighted item. For  
example, the figure to the left displays the  
current selection Log > Log Settings.  
The center pane options change based  
on the navigational tab and left pane  
selections, and selections in the center pane modify the display  
in the right pane. For example, the figure in the next section  
illustrates the contents of the right pane when the global view is  
selected in the left pane and System > Status is selected on  
the Policies tab in the center pane.  
Note: If there is only one appliance visible in the Left Pane,  
then the Left Pane will automatically collapse to present  
a larger screen for the rest of the management  
interface.  
SonicWALL UMA EM5000 Getting Started Guide Page 45  
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Right Pane Overview  
Description of Managed Appliance States  
The right pane displays the available status or tasks based on  
the current selection of navigational tab, left pane and center  
pane options. Configurations performed in the right pane modify  
global, group or appliance settings. For example, the right pane  
image below displays the status and tasks available for the  
Policies navigation tab, left pane selection GlobalView, and  
center pane selection System > Status.  
This section describes the meaning of icons that appear next to  
managed appliances listed in the left pane of the SonicWALL  
GMS management interface.  
Appliance  
Status  
Description  
One blue box indicates that the appliance is operating  
normally. The appliance is accessible from  
SonicWALL GMS, and no tasks are pending or  
scheduled.  
Two blue boxes indicate that appliances in a group  
are operating normally. All appliances in the group  
are accessible from SonicWALL GMS and no tasks  
are pending or scheduled.  
Three blue boxes indicate that all appliances in the  
global group of this type (Firewall/SSL-VPN/CDP) are  
operating normally. All appliances of this type are  
accessible from SonicWALL GMS and no tasks are  
pending or scheduled.  
One blue box with a lightning flash indicates that one  
or more tasks are pending or running on the  
appliance.  
Two blue boxes with a lightning flash indicate that  
tasks are currently pending or running on one or more  
appliances within the group.  
Page 46 Right Pane Overview  
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Two blue boxes with a clock indicate that tasks are  
currently scheduled to execute at a future time on one  
or more appliances within the group.  
Two red boxes indicate that one or more appliance in  
the group is no longer sending heartbeats to  
SonicWALL GMS.  
One blue box with a clock indicates that one or more  
tasks are scheduled on the appliance.  
Three red boxes indicate that one or more of the  
global group of appliances of this type (Firewall/  
SSL-VPN/CDP) is no longer sending heartbeats to  
SonicWALL GMS.  
One yellow box indicates that the appliance has been  
added to SonicWALL GMS management  
(provisioned), but not yet acquired.  
Two red boxes with a lightning flash indicate that one  
or more appliance in the group is no longer sending  
heartbeats to SonicWALL GMS and has one or more  
tasks pending.  
Two yellow boxes indicate that one or more  
appliances in the group have been added to  
SonicWALL GMS management, but not acquired.  
One red box with a lightning flash indicates that the  
appliance is no longer sending heartbeats to  
SonicWALL GMS and has one or more tasks  
pending.  
Three yellow boxes indicate that one or more of the  
global group of appliances of this type (Firewall/  
SSL-VPN/CDP) have been added to SonicWALL  
GMS management, but not acquired.  
One yellow box with a lightning flash indicates that  
one or more tasks are pending on the provisioned  
appliance.  
Two yellow boxes with a lightning flash indicates that  
tasks are pending on one or more provisioned  
appliances within the group.  
One red box indicates that the appliance is no longer  
sending heartbeats to SonicWALL GMS.  
SonicWALL UMA EM5000 Getting Started Guide Page 47  
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Page 48 Description of Managed Appliance States  
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6
Managing SonicWALL Appliances  
In this Section:  
SonicWALL appliances must be running supported firmware to be managed using SonicWALL GMS. For information about configuring  
other SonicWALL appliances for management, see the SonicWALL GMS Administrator’s Guide. This section provides instructions for the  
following example configurations:  
SonicWALL UMA EM5000 Getting Started Guide Page 49  
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Configuring a SonicWALL NSA 2400  
Configuring a SonicWALL NSA 2400 for  
Management  
To configure a SonicWALL NSA 2400 for SonicWALL GMS  
management, perform the following steps:  
The SonicWALL gateway security (firewall) appliance under  
management by SonicWALL GMS must be running SonicOS  
Standard or Enhanced 2.0 or later. To configure a SonicWALL  
appliance for SonicWALL GMS management, perform the  
following steps:  
1. Log in to your SonicWALL NSA 2400. Navigate to  
System > Administration. and scroll down to the  
Advanced Management section.  
2. Select the Enable management using GMS checkbox.  
Click Configure.  
3. Type the SonicWALL UMA EM5000 host name or IP  
address in the GMS Host Name or IP Address field.  
Page 50 Configuring a SonicWALL NSA 2400 for Management  
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4. Type the SonicWALL GMS syslog server port in the GMS  
7. From the Management Mode drop-down box, select one  
of the following methods of management: IPSEC  
Management Tunnel, Existing Tunnel, or HTTPS. For  
information on selecting a management method, refer to  
Syslog Server Port field. The default port is 514.  
5. Leave the box next to Send Heartbeat Status Messages  
Only unchecked, unless you don’t want to receive reports  
for this managed appliance.  
6. If your SonicWALL UMA EM5000 appliance is directly  
accessible from the SonicWALL NSA 2400 appliance,  
leave the checkbox next to GMS behind a NAT Device  
unchecked. If your SonicWALL UMA EM5000 appliance is  
not directly accessible from the SonicWALL NSA 2400  
appliance, select the GMS behind NAT Device checkbox  
and type the WAN IP address of the gateway device in the  
NAT Device IP Address field. Refer to the SonicWALL  
GMS Administrator’s Guide for detailed information on  
configuring your SonicWALL UMA EM5000 behind a NAT  
device.  
If the SonicWALL appliance will be managed through a  
VPN management tunnel (default), select IPSEC  
Management Tunnel. The Inbound/Outbound SPI,  
Encryption Algorithms, Encryption Key, and  
Authentication Key fields will appear, and each will  
be populated. Alternatively, you can create your own  
keys. The Encryption Key must be 16 characters long,  
and the Authentication Key must be 32 characters  
long.  
Note: Record your Encryption Key and Authentication Key.  
You will need both keys when you add your appliance  
for management using SonicWALL GMS.  
Tip: If your gateway controller is running in transparent  
mode, the WAN IP is the same as the LAN IP.  
SonicWALL UMA EM5000 Getting Started Guide Page 51  
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If the SonicWALL appliance will be managed through  
an existing tunnel or is on the same network as the  
SonicWALL UMA EM5000 appliance, select Existing  
Tunnel. Verify that a tunnel has been created between  
the SonicWALL UMA EM5000 subnet and the  
appliance.  
Note: If HTTPS management mode is specified, ensure that  
the SonicWALL UMA EM5000 can receive syslog data  
from the managed appliance by allowing traffic over  
port 514, or a custom port if you specified one, to pass  
through the firewall in front of the SonicWALL UMA  
EM5000.  
If the SonicWALL appliance will be managed using  
HTTPS, select HTTPS. If the SonicWALL UMA  
EM5000 appliance role includes the GMS Reporting  
service, do not select the Send Syslog Messages to  
a Distributed GMS Reporting Server checkbox. If  
you have a distributed SonicWALL GMS deployment  
with a different Reporting server, select the Send  
Syslog Messages to a Distributed GMS Reporting  
Server checkbox and type the IP address and port of  
the Reporting server into the respective fields.  
8. When you are finished, click OK.  
Page 52 Configuring a SonicWALL NSA 2400 for Management  
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8. Select the radio button next to the management mode that  
is the same as the mode you selected in the SonicWALL  
NSA 2400 management interface in Configuring a  
Tunnel or LAN, Using Management VPN Tunnel, or  
Using HTTPS.  
Adding a SonicWALL NSA 2400 to SonicWALL GMS  
To add your appliance to SonicWALL GMS, perform the  
following steps:  
1. Log in to the SonicWALL GMS management interface.  
2. Expand the SonicWALL GMS tree and select the group to  
which you will add the SonicWALL appliance. Then, right-  
click the group and select Add Unit from the pop-up menu.  
To add the appliance independently from any group, right-  
click an open area in the left pane and select Add Unit.  
The Add Unit dialog box appears.  
If you choose Using Existing Tunnel or LAN, the  
HTTP port will be populated with the default value, 80.  
If you choose Using Management VPN Tunnel, the  
HTTP port will be populated with the default value, 80.  
Provide the SA encryption key and SA authentication  
key in the SA Encryption Key and SA  
Authentication Key fields. These fields must exactly  
match the values in the SonicWALL NSA 2400  
configuration.  
If you choose Using HTTPS, the HTTPS Port field is  
populated with the default value, 443.  
3. Enter a descriptive name for the managed appliance in the  
Unit Name field.  
9. If a different SonicWALL UMA EM5000 appliance or host  
server will be the Agent for managing the SonicWALL NSA  
appliance, select the IP address of that system from the  
Agent IP Address drop-down list.  
4. Enter the managed appliance serial number in the Serial  
Number field. The serial number can be found in the  
appliance management interface under System > Status.  
5. To specify the IP address of the SonicWALL NSA  
appliance, select the Specify manually radio button for  
Managed Address, and type the IP address into the field.  
6. Enter the managed appliance administrator login name in  
the Login Name field. The default is admin.  
7. Enter the managed appliance administrator password in  
10. If your deployment includes a Standby Agent, select its IP  
address from the Standby Agent IP drop-down list.  
11. To add this SonicWALL NSA appliance to SonicWALL  
GMS monitoring, select the Add this unit to Net Monitor  
checkbox.  
12. Click OK. It may take up to a minute for the data to load.  
the Password field.  
SonicWALL UMA EM5000 Getting Started Guide Page 53  
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The new SonicWALL appliance displays in the left pane of the  
SonicWALL GMS interface as a yellow icon, which means the  
unit has not been acquired by SonicWALL GMS. After the  
appliance has been acquired, the icon will either turn red,  
indicating that the appliance status is down, or blue, indicating  
that the appliance status is up. You can view the status of the  
acquisition process in the System > Status screen of the  
managed appliance available in the center pane of the  
SonicWALL GMS management interface. You will need to  
refresh the screen by clicking the Status link in the center pane.  
For detailed managed appliance icon descriptions, refer to the  
Configuring a SonicWALL SSL-VPN 2000  
for Management  
SonicWALL SSL-VPN 2000 appliances must be running  
SonicOS SSL-VPN 2.0 or higher. To configure a SonicWALL  
SSL-VPN 2000 for SonicWALL GMS management, perform the  
following tasks:  
Configuring a SonicWALL SSL-VPN 2000  
1. Log in to your SonicWALL SSL-VPN 2000.  
2. Navigate to System > Administration.  
3. Under GMS settings, select the Enable GMS  
It may take up to five minutes for SonicWALL GMS to establish  
a management VPN tunnel, set up an HTTPS connection, or  
use the existing site-to-site VPN tunnel to access the managed  
appliance and acquire it for management. For SonicWALL GMS  
appliance acquisition troubleshooting, refer to the SonicWALL  
GMS Administrator’s Guide.  
Management checkbox.  
When the appliance has been acquired, the configuration  
settings will be displayed at the unit level, and the settings will  
be saved to the database.  
Your SonicWALL NSA 2400 is now ready for management  
using SonicWALL GMS.  
4. Type the SonicWALL UMA EM5000 host name or IP  
address in the GMS Host Name or IP Address field.  
5. Type the SonicWALL GMS syslog server port in the  
Syslog Server Port field. The default port is 514.  
Page 54 Configuring a SonicWALL SSL-VPN 2000 for Management  
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6. Enter the desired interval for sending heartbeats to the  
SonicWALL GMS server, in seconds, in the Heartbeat  
Interval (seconds) field. The maximum heartbeat interval  
is 86400 (24 hours).  
6. To specify the IP address of the SonicWALL SSL-VPN  
appliance, select the Specify manually radio button for  
Managed Address, and type the IP address into the field.  
7. Enter the SonicWALL SSL-VPN appliance administrator  
7. Click Accept.  
login name in the Login Name field.  
8. Enter the appliance administrator password in the  
Password field.  
9. The radio button next to Using HTTPS is automatically  
Adding a SonicWALL SSL-VPN 2000 to SonicWALL  
GMS  
selected.  
10. If the SonicWALL UMA EM5000 uses a custom HTTPS  
To add your appliance to the SonicWALL GMS system, perform  
the following steps:  
port number, type it into the HTTPS Port field.  
11. If a different SonicWALL UMA EM5000 appliance or host  
server will be the Agent for managing the SonicWALL  
SSL-VPN, type the IP address of that system into the  
Agent IP Address field.  
1. Log in to the SonicWALL GMS management interface.  
2. Click the SSL-VPN tab at the top of the management  
interface.  
3. Expand the SonicWALL GMS tree and select the group to  
which you will add the SonicWALL appliance. Then, right-  
click the group and select Add Unit from the pop-up menu.  
To add the appliance independently from any group, right-  
click an open area in the left pane and select Add Unit.  
The Add Unit dialog box appears.  
12. If your deployment includes a Standby Agent, type its IP  
address into the Standby Agent IP field.  
13. To add this SonicWALL SSL-VPN appliance to SonicWALL  
GMS monitoring, select the Add this unit to Net Monitor  
checkbox.  
14. Click OK.  
It may take up to a minute for the data to load.  
4. Enter a descriptive name for the SonicWALL SSL-VPN  
appliance in the Unit Name field.  
5. Enter the SonicWALL SSL-VPN appliance serial number in  
the Serial Number field. The serial number can be found in  
the SonicWALL SSL-VPN management interface under  
System > Status.  
SonicWALL UMA EM5000 Getting Started Guide Page 55  
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The new SonicWALL SSL-VPN appliance displays in the left  
pane of the SonicWALL GMS interface as a yellow icon, which  
means the unit has not been acquired by SonicWALL GMS.  
After the appliance has been acquired, the icon will either turn  
red, indicating that the appliance status is down, or blue,  
indicating that the appliance status is up. You can view the  
status of the acquisition process in the System > Status screen  
of the managed appliance available in the center pane of the  
SonicWALL GMS management interface. You will need to  
refresh the screen by clicking the Status link in the center pane.  
For detailed appliance icon descriptions, refer to the table in the  
It may take up to five minutes for SonicWALL GMS to establish  
an HTTPS connection and acquire the appliance for  
management. For SonicWALL GMS appliance acquisition  
troubleshooting, refer to the SonicWALL GMS Administrator’s  
Guide.  
Your SonicWALL SSL-VPN appliance is now ready for  
management using SonicWALL GMS.  
Page 56 Configuring a SonicWALL SSL-VPN 2000 for Management  
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7
Reporting  
In This Section:  
This section contains information about SonicWALL Universal Management reporting.  
SonicWALL UMA EM5000 Getting Started Guide Page 57  
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Overview of SonicWALL GMS Reporting  
SonicWALL GMS reporting complements SonicWALL GMS monitoring and other SonicWALL Internet security offerings by providing  
detailed and comprehensive reports of network activity. SonicWALL GMS reporting allows you to review network access, enhance  
security, and anticipate future bandwidth needs. SonicWALL GMS reporting is available for appliances on the Firewall and SSL-VPN  
tabs, using the Reports tab in the center pane of the SonicWALL GMS management interface.  
Page 58 Overview of SonicWALL GMS Reporting  
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The SonicWALL GMS reporting feature receives its information  
from the stream of syslog data sent by each SonicWALL  
appliance, processes the data, and stores it. SonicWALL GMS  
Reporting can be enabled or disabled. The SonicWALL GMS  
reporting module provides the following information:  
Status  
The number of hours that managed  
SonicWALL appliances were online  
and functional during the time  
period.  
Bandwidth  
The amount of data transferred  
through selected managed  
appliances, including the cost of  
consumed network bandwidth per  
100 MB transferred.  
Custom reports on Internet activity  
Bandwidth use by IP address and service  
Inappropriate Web usage  
Detailed reports of attacks  
System and network errors  
VPN events and problems  
Web usage  
Services*  
The amount of data transmitted  
through the selected appliance by  
each service protocol.  
Firewall event logs  
*Services reporting is only available  
at the unit level.  
The SonicWALL GMS reporting feature provides the following  
configurable reports:  
Web Usage  
Web bandwidth usage per  
Dashboard  
A high-level activity summary of  
bandwidth, uptime, intrusions,  
attacks, and alerts for managed  
SonicWALL UTM appliances.  
appliance over time, top Web  
bandwidth users, most visited sites,  
and amount of time consumed  
browsing the Internet through the  
selected appliances.  
Custom Report  
Granular details from raw syslog  
data using your customized filtering.  
Can provide date and time down to  
the second of all Internet activity  
passing through a monitored  
Web Filter  
The number of attempts that users  
made to access blocked Web sites  
through the selected appliances,  
the users that most frequently  
attempt to access blocked sites,  
and the most popular blocked sites.  
SonicWALL security appliance.  
SonicWALL UMA EM5000 Getting Started Guide Page 59  
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FTP Usage  
Mail Usage  
VPN Usage  
Attacks  
The amount of FTP usage that  
occurs through the selected  
appliances.  
Anti-Spyware  
The number of spyware attacks that  
were directed at or through the  
selected appliances. The selected  
appliances must be licensed for  
SonicWALL Anti-Spyware.  
The amount of mail usage that  
occurs through the selected  
SonicWALL appliances.  
Intrusion  
Prevention  
The number of attempted intrusions  
that were directed at or through the  
selected appliances. The selected  
appliances must be licensed for  
SonicWALL Intrusion Prevention  
Service.  
The amount of VPN usage that  
occurs through the selected  
SonicWALL appliances.  
The number of attacks that were  
directed at or through the selected  
appliances, including denial of  
service attacks, intrusions, probes,  
and other malicious activity directed  
at the appliance or computers on  
the LAN or DMZ.  
Authentication*  
The successful and failed login  
attempts for users and  
administrators.  
*Authentication reports are  
available at the unit level.  
Virus Attacks  
The number of virus attacks that  
were directed at or through the  
selected appliances. The selected  
appliances must be licensed for  
SonicWALL Gateway Anti-Virus.  
Page 60 Overview of SonicWALL GMS Reporting  
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Using the SonicWALL GMS Summarize  
Now Feature  
The Summarize Now feature allows the administrator to force  
the summarizer to process all data received since the last  
summarization. This can be done in order to display report data  
that has not yet been processed.  
The SonicWALL GMS Summarize Now feature is located in the  
Console tab under Reports > Summarizer. The SonicWALL  
GMS Summarizer creates summary reports by default every 8  
hours. Summary reports can be configured by the administrator  
to occur every 1 to every 24 hours. For more information about  
the Summarizer feature of SonicWALL GMS, refer to the  
SonicWALL GMS Administrator’s Guide.  
To use the Summarize Now feature, perform the following  
steps:  
1. Click the Console tab at the top of the screen.  
2. In the left pane, navigate to Reports > Summarizer and  
3. You will see a pop-up window verifying that you want to  
summarize the data now. Summarizing data using  
Summarize Now is a one-time action and will not affect the  
scheduled summary. Click OK to continue.  
click Summarize Now.  
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4. Navigate to Log > View Logs. Search for the message  
Report Data Summarized to verify that the Summarize  
Now action has completed.  
5. When Summarize Now has completed, navigate to the  
Firewall or SSL-VPN tab at the top of the screen. In the  
left-most pane, click GlobalView or click a managed  
appliance.  
6. Click the Reports tab in the center pane.  
Alert: You may see incomplete data if you view the Summary  
section of a selected report before the Summarize  
Now process is complete. Wait for the Report Data  
Summarized message to be displayed in Log > View  
Logs.  
7. In the center pane, click a report to expand it, then  
click the Summary option underneath it. For  
example, click Bandwidth, then click Summary to  
review the summarized bandwidth usage data.  
Navigate to the Summary section of other reports in  
the center pane to see other summarized data.  
Page 62 Using the SonicWALL GMS Summarize Now Feature  
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8
Monitoring  
In this Section:  
This section contains information about SonicWALL Universal Management monitoring.  
SonicWALL UMA EM5000 Getting Started Guide Page 63  
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Overview of SonicWALL GMS Monitoring  
The SonicWALL GMS monitoring feature is used for real-time monitoring of SonicWALL appliances, VPN tunnels, network  
devices, and syslog information. Monitoring critical network events and activity, such as security threats, inappropriate Web  
use, and bandwidth levels, is an essential component of network security. SonicWALL GMS can monitor WAN traffic using  
physical and logical monitoring, enabling it to detect physical issues, for example, if a link is unplugged or disconnected,  
and higher level traffic, for example, upstream connectivity interruptions. The SonicWALL GMS monitoring feature is  
accessible using the Monitor tab at the top of the management interface.  
Page 64 Overview of SonicWALL GMS Monitoring  
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The SonicWALL monitoring feature provides the following  
configurable monitors:  
Monitoring a SonicWALL NSA 2400 Using  
SNMP  
GMS  
Navigation  
Provides a detailed, graphical map of  
the SonicWALL GMS security  
management deployment, including  
the GMS database, GMS console,  
GMS agents, remotely managed  
SonicWALL appliances and the  
primary and back-up management  
tunnels.  
SonicWALL GMS can monitor Simple Network Management  
Protocol (SNMP)-capable SonicWALL and non-SonicWALL  
devices.  
To monitor a SonicWALL NSA 2400 using SNMP, perform the  
following steps:  
1. Add the appliance to SonicWALL GMS management by  
following the procedure in Configuring a SonicWALL NSA  
VPN Monitor  
Net Monitor  
Provides a graphical view of the  
interconnected VPN tunnels within an  
organization, and displays VPN tunnel  
up and down status.  
2. Perform the steps described in Enabling SNMP on the  
3. Perform the steps described in Enabling SNMP Monitoring  
Provides TCP/IP device status and  
provides SNMP-based detailed  
statistics.  
Note: SNMP must be able to reach the target appliance. For  
detailed information about monitoring appliances with  
SNMP, refer to the SonicWALL GMS Administrator’s  
Guide.  
Real-Time  
Syslog  
Provides real-time syslog data  
monitoring.  
SonicWALL UMA EM5000 Getting Started Guide Page 65  
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Enabling SNMP on the Target Appliance  
1. Log in to the SonicWALL NSA 2400.  
2. Navigate to System > Administration and select the  
Enable SNMP checkbox.  
4. Type the host name of the SonicWALL security appliance  
in the System Name field  
5. Type the network administrator’s name in the System  
SNMP is now configured.  
Contact field.  
6. Type an email address, telephone number, or pager  
number in the System Location field.  
Note: If a SonicWALL appliance is already under SonicWALL  
GMS management, you can select the Enable SNMP  
checkbox and not provide the host information in the  
SNMP Settings page displayed by clicking Configure.  
7. Type a name for a group or community of administrators  
who can view SNMP data in the Get Community Name  
field.  
8. Click OK. It is not necessary to fill in the Host fields when  
SonicWALL GMS management is enabled.  
3. To configure custom SNMP settings, click the Configure  
button next to Enable SNMP. Custom settings are optional.  
To use the default settings, do not click Configure.  
Note: For information about advanced SNMP configuration,  
including SNMP trap settings, refer to the SonicWALL  
GMS Administrator’s Guide.  
Page 66 Monitoring a SonicWALL NSA 2400 Using SNMP  
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Enabling SNMP Monitoring in SonicWALL GMS  
3. Click the Add button  
and select Add GMS Device.  
The Add GMS Device Wizard displays.  
Tip: You can also add appliances to Net Monitor when you  
add the appliance by clicking the checkbox next to Add  
this unit to Net Monitor. Alternatively, if an appliance  
is already added to SonicWALL GMS, you can right  
click the appliance and select Add to Net Monitor.  
To add an appliance that will use SNMP monitoring in  
SonicWALL GMS, perform the following steps:  
1. Log in to the SonicWALL GMS management interface.  
2. Click the Monitor tab at the top of the page and navigate to  
Tools > Net Monitor.  
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4. In the All Devices by Views column, select the Sonicwall  
appliance and click the right arrow to add the device to the  
Selected GMS Devices column.  
5. Click Next. The Add GMS Device Wizard Monitor  
Information page displays.  
Page 68 Monitoring a SonicWALL NSA 2400 Using SNMP  
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6. Select the Add a New Category radio button and type in a  
9. Click the Advanced button to configure the following  
category name, for example, Firewalls.  
SNMP fields:  
7. Select the priority of the SonicWALL appliance(s) from the  
Category Priority list box, either High, Medium, or Low.  
8. From the Monitoring Type drop-down, select SNMP. Enter  
a Monitor Port. The default monitor port is 161.  
Community  
Retry  
Enter the community name.  
Enter the time to retry, in seconds.  
Timeout  
Enter the timeout length, in  
seconds.  
SonicWALL UMA EM5000 Getting Started Guide Page 69  
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12. Specify the ideal response time of the appliance, in  
milliseconds, in the Ideal Response Time (in msecs.)  
field. The default ideal response time is 1,000 msecs.  
SNMP Version  
MIB(s)  
Select the version of SNMP to be  
used, either v1, v2c, or v3.  
Select the MIB(s) you wish to use  
for polling information.  
Note: Appliances that take between 1 and 1.5 times the ideal  
response time will be labeled slow, and appliances that  
take between 1.5 and 2 times the ideal response time  
will be labeled very slow.  
User Name  
Enter a user name  
(for SNMP v3 only).  
Authentication  
Protocol  
Select an authentication protocol  
form the pull-down menu, either  
SHA or MD5 (SNMP v3 only).  
13. Specify the number of missed probes allowed in the  
Missed Probes Threshold field. The default number of  
missed probes allowed is 1.  
14. Select the agent that will perform the monitoring from the  
Authentication  
Password  
Enter an authentication password  
(SNMP v3 only).  
Assign to Monitor drop-down menu.  
15. Do not check the Disable checkbox unless you want to  
Privacy  
Password  
Enter a privacy password  
(SNMP v3 only).  
disable monitoring for this appliance.  
16. To optionally change the icon image that will represent the  
appliance, click the button next to Click to specify an  
image icon and choose an image. Click OK.  
Context ID  
Enter a context ID  
(SNMP v3 only).  
17. Click Finish.  
18. When your appliance has been added, a confirmation pop-  
Context Name  
Enter a context name  
(SNMP v3 only).  
up will display. Click OK.  
19. Click the button of the category you created, for example,  
Firewalls. Your appliance will appear under the priority  
level you assigned to the appliance.  
10. Press the OK button to save the SNMP advanced settings.  
11. Specify how often, in seconds, the appliance will be tested  
in the Polling interval (in secs.) field. The default polling  
interval is 60 seconds.  
Page 70 Monitoring a SonicWALL NSA 2400 Using SNMP  
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Monitoring an FTP Server Using Ping  
3. Click the Add button  
and select Add Non-GMS  
To monitor an FTP server using Ping, add the appliance to  
SonicWALL GMS, then perform the following tasks:  
Device. The Add Non-GMS Device Wizard displays.  
1. Click the Monitor tab at the top of the screen.  
2. In the center pane, navigate to Tools > Net Monitor.  
4. Select the radio button next to Add Specific to add by the  
FTP server using its name and host.  
5. Type the FTP server name in the Name field and the FTP  
server IP address or host name in the Host field. Click  
Add.  
6. Highlight the device in the right-hand window.  
SonicWALL UMA EM5000 Getting Started Guide Page 71  
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7. Click Next. The Add Non-GMS Device Wizard Monitor  
Information page displays.  
Note: Appliances that take between 1 and 1.5 times the ideal  
response time will be labeled slow, and appliances that  
take between 1.5 and 2 times the ideal response time  
will be labeled very slow.  
13. Specify the number of missed probes allowed in the  
Missed Probes Threshold field. The default number of  
missed probes allowed is 1.  
14. Select the agent that will perform the monitoring from the  
Assign to Monitor drop-down menu.  
15. Do not check the Disable checkbox unless you want to  
disable monitoring for this appliance.  
16. To optionally change the icon image that will represent the  
FTP server, click the button next to Click to specify an  
image icon and choose an image. Click OK.  
17. Click Finish.  
18. When your appliance has been added, a confirmation pop-  
8. Select the radio button next to Add a New Category and  
type in a category name, for example, FTP.  
up will display. Click OK.  
9. Select the priority of the FTP server from the Category  
Priority list box, either High, Medium, or Low.  
10. From the Monitoring Type drop-down, select Ping.  
11. Specify how often, in seconds, the FTP server will be  
tested in the Polling interval (in secs.) field. The default  
polling interval is 60 seconds.  
12. Specify the ideal response time of the FTP server, in  
milliseconds, in the Ideal Response Time (in msecs.)  
field. The default ideal response time is 500 msecs.  
19. Click the button of the category you created, for example,  
FTP. Your appliance will appear under the priority level you  
assigned to the appliance.  
Page 72 Monitoring an FTP Server Using Ping  
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9
Front Panel LCD Controls  
In this Section:  
This section provides information about using the LCD controls on the front panel of the SonicWALL UMA EM5000.  
SonicWALL UMA EM5000 Getting Started Guide Page 73  
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Front Panel Control Features  
Using the Main Menu  
The SonicWALL UMA EM5000 appliance is equipped with a  
front panel interface that allows an administrator to customize  
certain aspects of the appliance or simply monitor its status  
without having to log into it through a separate terminal.  
Upon booting, the LCD display will initially show the Main Menu.  
The menu is made up of four options:  
Contains basic status values including  
system resources, connections, and  
port configuration values.  
Allows configuration of basic LAN port  
settings. Requires system pin for  
access, default: 76642.  
Allows the appliance to be restarted.  
Universal Management Appliance  
Allows the appliance to be shut down  
and powered off.  
By default, the LCD display cycles through the Status values in  
screen-saver mode. The display returns to screen-saver mode  
after 6 seconds of no activity on the 4-way D-pad or after  
pressing the Left button from the Main Menu.  
The Status and Configure options are menus that contain  
multiple selections. The Restart and Shutdown options provide  
confirmation screens when selected.  
Use the Up and Down buttons to navigate to the option or  
menu that you wish to enter. Click the Right button to select the  
option or enter the menu and view its selections.  
Page 74 Front Panel Control Features  
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To enter the PIN, use the buttons as follows:  
About the Status Menu  
1. Select the desired number using the Up and Down  
buttons. Digits increase incrementally from 0 to 9.  
2. To move to the next digit field, press the Right button.  
The Status menu allows you to view specific aspects of the  
appliance. The LCD cycles through the Status list by default  
when no other menu is in use. You can also navigate the list  
using the Up and Down buttons. Status values in the list include  
the following:  
3. To move back to a previous digit field, press the Left  
button.  
4. When you are finished entering the PIN, press the Right  
button to confirm your PIN and enter the Configure Menu.  
Appliance name  
Software version  
Date  
Time  
Uptime  
Management URL  
Interface eth0 IP (default LAN)  
Interface eth0 subnet mask  
The appliance allows the user to navigate in and out of the  
Configure menu without having to re-enter the PIN. However,  
once the appliance enters screen-saver mode, whether from  
the 6 second time out or from pressing the Left button while in  
the Main Menu, the PIN number must be re-entered to access  
the Configure menu.  
After entering a new value for a setting in the Configure menu,  
you are asked if you want to commit changes. Using the 4-way  
D-pad, press the Right button for yes or the Left button for no.  
Using the Configure Menu  
The Configure menu allows you to configure specific aspects of  
the appliance. When the Configure menu is selected, the LCD  
will display a PIN request.  
If you choose yes, the screen notifies you that the settings are  
updated.  
Note: The Default PIN is 76642. This number spells SONIC  
on a phone keypad.  
All numbers are entered using the 4 buttons on the D-pad.  
SonicWALL UMA EM5000 Getting Started Guide Page 75  
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Using the Restart Option  
When you select Restart from the Main Menu, you are asked to  
confirm the appliance restart. Press the Right button for yes or  
the Left button for no.  
Using the Shutdown Option  
When you select Shutdown from the Main Menu, you are  
asked to confirm the appliance shutdown. Press the Right  
button for yes or the Left button for no.  
Page 76 Using the Restart Option  
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10  
Support and Training Options  
10  
In this Section:  
This section provides SonicWALL support and training information.  
SonicWALL UMA EM5000 Getting Started Guide Page 77  
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Customer Support  
Knowledge Portal  
SonicWALL offers Web-based and telephone support to  
customers who have a valid Warranty or who purchased a  
Support Contract. Please review our Warranty Support Policy  
for product coverage. SonicWALL also offers a full range of  
consulting services to meet your needs, from our innovative  
implementation services to traditional statement of work-based  
services.  
The Knowledge Portal allows users to search for SonicWALL  
documents based on the following types of search tools:  
Browse  
Search for keywords  
Full-text search  
For further information, navigate to the Support > Knowledge  
Portal page at:  
For further information, visit:  
Page 78 Customer Support  
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For further information, visit:  
SonicWALL Live Product Demos  
The SonicWALL Live Demo Site provides free test drives of  
SonicWALL security products and services through interactive  
live product installations:  
SonicWALL GMS and ViewPoint  
Unified Threat Management Platform  
Secure Cellular Wireless  
Continuous Data Protection  
SSL VPN Secure Remote Access  
Content Filtering  
Secure Wireless Solutions  
Email Security  
SonicWALL UMA EM5000 Getting Started Guide Page 79  
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For further information, visit:  
User Forums  
The SonicWALL User Forums is a resource that provides users  
the ability to communicate and discuss a variety of security and  
appliance subject matters. In this forum, the following  
categories are available for users:  
Content Security Manager topics  
Continuous Data Protection topics  
Email Security topics  
Firewall topics  
Network Anti-Virus topics  
Security Services and Content Filtering topics  
SonicWALL GMS and Viewpoint topics  
SonicPoint and Wireless topics  
SSL VPN topics  
SonicWALL TZ 210 / Wireless WAN - 3G Capability topics  
VPN Client topics  
VPN site-to-site and interoperability topics  
Page 80 User Forums  
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For further information, visit:  
Training  
SonicWALL offers an extensive sales and technical training  
curriculum for Network Administrators, Security Experts and  
SonicWALL Medallion Partners who need to enhance their  
knowledge and maximize their investment in SonicWALL  
Products and Security Applications. SonicWALL Training  
provides the following resources for its customers:  
E-Training  
Instructor-Led Training  
Custom Training  
Technical Certification  
Authorized Training Partners  
SonicWALL UMA EM5000 Getting Started Guide Page 81  
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For more advanced deployment examples or interoperability  
solutions, refer to SonicWALL deployment technotes.  
Related Technical Documentation  
SonicWALL user guide reference documentation is available at  
the SonicWALL Technical Documentation Online Library:  
The SonicWALL Universal Management Appliance  
documentation set includes the following reference guides:  
SonicWALL UMA EM5000 Getting Started Guide  
SonicWALL GMS Release Notes  
SonicWALL GMS Administrator’s Guide  
Stand-alone SonicWALL GMS feature module guides:  
SonicToday  
Custom Reports  
Enhanced User Management  
Third Party Authentication  
Installing MySQL  
Granular Event Management  
SonicOS SSL-VPN Reporting & Enhancements  
SonicWALL CDP Appliance Management  
SonicWALL SMB SSL-VPN Appliance Management  
SonicWALL Aventail EX-Series Appliance  
Management  
Page 82 Related Technical Documentation  
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SonicWALL Secure Wireless Network  
Integrated Solutions Guide  
This 512 page book is available in hardcopy. Order the book  
directly from Elsevier Publishing at:  
The Official Guide to SonicWALL’s market-leading wireless  
networking and security devices.  
SonicWALL UMA EM5000 Getting Started Guide Page 83  
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Page 84 SonicWALL Secure Wireless Network Integrated Solutions Guide  
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11  
Product Safety and Regulatory Information  
11  
In this Section:  
This section provides safety, regulatory, trademark, and copyright information.  
SonicWALL UMA EM5000 Getting Started Guide Page 85  
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Mounting the SonicWALL UMA EM5000  
Montage-Anweisungen auf Deutsch  
When mounting your SonicWALL UMA EM5000:  
Weitere Hinweise zur Montage der Modell:  
Vergewissern Sie sich, dass das Rack für dieses Gerät geeignet ist und  
verwenden Sie das vom Rack-Hersteller empfohlene Montagezubehör.  
Use the mounting hardware recommended by the rack manufacturer and  
ensure that the rack is adequate for the application.  
Verwenden Sie für eine sichere Montage vier passende  
Befestigungsschrauben, und ziehen Sie diese mit der Hand an.  
Four mounting screws, compatible with the rack design, must be used and  
hand tightened to ensure secure installation. Choose a mounting location  
where all four mounting holes line up with those of the mounting bars of the  
19-inch rack mount cabinet.  
Wählen Sie für die Montage einen Ort, der keinem direkten Sonnenlicht  
ausgesetzt ist und sich nicht in der Nähe von Wärmequellen befindet. Die  
Umgebungstemperatur darf nicht mehr als 40 °C betragen.  
Mount in a location away from direct sunlight and sources of heat. A  
maximum ambient temperature of 104º F (40º C) is recommended.  
Achten Sie darauf, das sich die Netzwerkkabel nicht in der unmittelbaren  
Nähe von Stromleitungen, Leuchtstoffröhren und Störquellen wie  
Funksendern oder Breitbandverstärkern befinden.  
Route cables away from power lines, fluorescent lighting fixtures, and  
sources of noise such as radios, transmitters, and broadband amplifiers.  
Das beigefügte Netzkabel ist nur für den Gebrauch in Nordamerikas  
Vorgesehen. Für Kunden in der Europaïschen Union (EU) ist ein Netzkabel  
nicht im Lieferumfang enthalten.  
The included power cord is intended for use in North America only. For  
European Union (EU) customers, a power cord is not included.  
Stellen Sie sicher, dass das Gerät vor Wasser und hoher Luftfeuchtigkeit  
geschützt ist.  
Ensure that no water or excessive moisture can enter the unit.  
Allow unrestricted airflow around the unit and through the vents on the side  
of the unit. A minimum of 1 inch (25.44mm) clearance is recommended.  
Stellen Sie sicher, dass die Luft um das Gerät herum zirkulieren kann und die  
Lüftungsschlitze an der Seite des Gehäuses frei sind. Hier ist ein  
Belüftungsabstand von mindestens 26 mm einzuhalten.  
If installed in a closed or multi-unit rack assembly, the operating ambient  
temperature of the rack environment may be greater than room ambient.  
Therefore, consideration should be given to installing the equipment in an  
environment compatible with the maximum recommended ambient  
temperature shown above.  
Wenn das Gerät in einem geschlossenen 19"-Gehäuse oder mit mehreren  
anderen Geräten eingesetzt ist, wird die Temperatur in der Gehäuse höher  
sein als die Umgebungstemperatur. Achten Sie daraf, daß die  
Umgebungstemperatur nicht mehr als 40° C beträgt.  
Mount the SonicWALL appliances evenly in the rack in order to prevent a  
hazardous condition caused by uneven mechanical loading.  
Bringen Sie die SonicWALL waagerecht im Rack an, um mögliche Gefahren  
durch ungleiche mechanische Belastung zu vermeiden.  
Consideration must be given to the connection of the equipment to the supply  
circuit and the effect that overloading of circuits might have on overcorrect  
protection and supply wiring. Appropriate consideration of equipment  
nameplate ratings must be used when addressing this concern.  
Prüfen Sie den Anschluss des Geräts an die Stromversorgung, damit der  
Überstromschutz sowie die elektrische Leitung nicht von einer eventuellen  
Überlastung der Stromversorgung beeinflusst werden. Prüfen Sie dabei  
sorgfältig die Angaben auf dem Aufkleber des Geräts.  
Reliable grounding of rack-mounted equipment must be maintained.  
Particular attention must be given to power supply connections other than  
direct connections to the branch circuits, such as power strips.  
Vergewissern Sie sich, dass das Gerät sicher im Rack befestigt ist.  
Insbesondere muss auf nicht direkte Anschlüsse an Stromquellen geachtet  
werden wie z. B. bei Verwendung von Mehrfachsteckdosen.  
The power cord must be removed to disconnect power.  
Das Netzanschlusskabel muss entfernt werden, um Energie zu trennen.  
Page 86 Mounting the SonicWALL UMA EM5000  
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The defective drive is indicated by a drive status box  
displaying a status such as:  
Replacing a Single Hard Drive  
You can order a replacement hard drive from SonicWALL for  
your SonicWALL UMA EM5000. The 750GB replacement hard  
drive can be inserted into any drive slot on your SonicWALL  
UMA EM5000. You can insert the drive while the appliance is  
powered on.  
UNKNOWN  
NOT SUPPORTED  
NOT PRESENT  
You might see a different status than those listed,  
depending on the condition of the drive as interpreted by  
the RAID controller.  
The front bezel on the SonicWALL UMA EM5000 covers the  
drive slots. The bezel can be unlocked with the front bezel  
security key supplied with the appliance.  
3. On the appliance, press the square button on the right side  
of the defective drive to pop out the drive handle.  
Removing the Defective Hard Drive  
Warning: Be careful to remove only the defective drive from  
the drive array while the appliance is powered on.  
Removing more than one drive from an active  
array will cause loss of data.  
To remove the defective drive from the SonicWALL UMA  
EM5000, perform the following steps:  
1. On your SonicWALL UMA EM5000, use the front bezel key  
to unlock the front bezel, then remove the front bezel to  
expose the hard drive array.  
4. Grasp the drive handle and pull the drive straight out to  
remove it from the slot.  
2. In the appliance Web interface, navigate to the System >  
RAID page.  
5. Click Refresh on the System > RAID page and confirm that  
the status of the correct (defective) drive is the only  
change. The status should be NOT PRESENT.  
If you removed the wrong drive, reinsert it and allow the  
RAID controller to rebuild the array before proceeding.  
SonicWALL UMA EM5000 Getting Started Guide Page 87  
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7. Click Refresh on the System > RAID page. You will see  
the drive slot status change to DEGRADED, and the Array  
Status change to REBUILD-PAUSED.  
Inserting the Replacement Drive into the SonicWALL  
UMA EM5000  
The DEGRADED drive status indicates that the RAID  
controller senses that data is missing from the drive. The  
Array Status will change to REBUILDING within a few  
minutes.  
Warning: Do not insert anything other than the SonicWALL  
approved hard drive into the SonicWALL UMA  
EM5000.  
8. You may continue to use your SonicWALL UMA EM5000  
while the RAID controller rebuilds the array with the new  
drive. The rebuilding process requires at least three hours.  
When finished rebuilding, the status for both the drive and  
the array changes to OK on the System > RAID page.  
To view the hard drive array and insert the replacement drive  
into the SonicWALL UMA EM5000, perform the following steps:  
1. Remove the hard drive and the drive number stickers from  
the replacement drive shipping carton.  
2. Depending on which drive you are replacing, apply the  
appropriate sticker to the drive handle. While holding the  
drive with the label side up, place the sticker near the edge  
of the handle next to the square button.  
9. Re-install the front bezel, being sure to properly line up the  
LCD connectors. The best practice is to align and seat the  
right side of the bezel (as you are facing the front of the  
SonicWALL UMA EM5000), then view the connectors from  
above as you carefully press the left side of the bezel into  
place.  
3. In the appliance Web interface, navigate to the System >  
RAID page.  
10. Lock the bezel with the front bezel security key.  
4. Pop open the drive handle on the new hard drive by  
pressing the square button.  
5. Insert the drive into the empty slot, label side up with the  
handle sticking out.  
6. Press the drive firmly into place to seat the connectors, and  
then close the handle.  
Page 88 Replacing a Single Hard Drive  
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Safety and Regulatory Information  
Regulatory Model/Type  
1RK19-066  
Product Name  
UMA EM5000  
Unauthorized Ports  
Do not plug devices into any ports (other than those indicated) unless explicitly instructed to do so by a SonicWALL technical support  
representative. Doing so may void your warranty.  
SonicWALL UMA EM5000 Getting Started Guide Page 89  
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BMSI Statement  
FCC Part 15 Class A Notice  
This equipment was tested and found to comply with the limits  
for a Class A digital device, pursuant to Part 15 of the FCC  
Rules. These limits are designed to provide reasonable  
protection against harmful interference when the equipment is  
operated in a commercial environment. This equipment  
generates, uses, and can radiate radio frequency energy. And if  
not installed and used in accordance with the instruction  
manual, the device may cause harmful interference to radio  
communications. Operation of this equipment in a residential  
area is likely to cause harmful interference in which case the  
user is required to correct the interference at his own expense.  
VCCI Statement  
Notice About Modifying Equipment  
Canadian Radio Frequency Emissions Statement  
Caution: Modifying this equipment or using this  
equipment for purposes not shown in this manual without  
the written consent of SonicWALL, Inc. could void the  
user’s authority to operate this equipment.  
This Class A digital apparatus complies with Canadian  
ICES-003.  
Cet appareil numérique de la classe A est conforme à la norme  
NMB-003 du Canada.  
Page 90 FCC Part 15 Class A Notice  
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CISPR 22 (EN 55022) Class A  
Complies with EN 55022 Class A and CISPR22 Class A. This is  
a class A product. In a domestic environment, this product may  
cause radio interference in which case the user may be  
required to take adequate measures.  
Regulatory Information for Korea  
All products with country code “” (blank) and “A” are made in the  
USA.All products with country code “B” are made in China.  
Declaration of Conformity  
All products with country code “C” or “D” are made in Taiwan  
R.O.C.  
Application of council  
Directive  
2004/108/EC (EMC) and 2006/95/  
EC (LVD)  
Standards to which  
conformity is declared  
EN 55022 (2006) Class A  
EN 55024 (1998) +A2  
EN 61000-3-2 (2006)  
EN 61000-3-3 (1995) + A2  
EN 60950-1 (2001) +A11  
National Deviations: AR, AT,  
AU, BE, CA, CH, CN, CZ, DE,  
DK, FI, FR, GB, GR, HU, IL, IN,  
IT, JP, KE, KR, MY, NL, NO, PL,  
SE, SG, SI, SK, US  
SonicWALL UMA EM5000 Getting Started Guide Page 91  
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Lithium Battery Warning  
Gesetzlich und Sicherheits Anweisungen  
auf Deutsch  
Hinweis zur Lithiumbatterie  
The Lithium Battery used in the SonicWALL Internet security  
appliance may not be replaced by the user. The SonicWALL  
must be returned to a SonicWALL authorized service center for  
replacement with the same or equivalent type recommended by  
the manufacturer. If, for any reason, the battery or SonicWALL  
Internet security appliance must be disposed of, do so following  
the battery manufacturer's instructions.  
Die in der Internet Security appliance von SonicWALL  
verwendete Lithiumbatterie darf nicht vom Benutzer  
ausgetauscht werden. Zum Austauschen der Batterie muss die  
SonicWALL in ein von SonicWALL autorisiertes Service-Center  
gebracht werden. Dort wird die Batterie durch denselben oder  
entsprechenden, vom Hersteller empfohlenen Batterietyp  
ersetzt. Beachten Sie bei einer Entsorgung der Batterie oder  
der SonicWALL Internet Security appliance die diesbezüglichen  
Anweisungen des Herstellers.  
Cable Connections  
All Ethernet cables are designed for intra-building connection to  
other equipment. Do not connect these ports directly to  
communication wiring or other wiring that exits the building  
where the SonicWALL is located.  
Kabelverbindungen  
Alle Ethernet-Kabel eignen sich für die Verbindung von Geräten  
in Innenräumen. Schließen Sie an die Anschlüsse der  
SonicWALL keine Kabel an, die aus dem Gebäude  
herausgeführt werden, in dem sich das Gerät befindet.  
Page 92 Lithium Battery Warning  
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Copyright Notice  
© 2009 SonicWALL, Inc.  
All rights reserved.  
Trademarks  
SonicWALL is a registered trademark of SonicWALL, Inc.  
Microsoft Windows Vista, Windows XP, Windows Server 2000,  
Windows Server 2003, Internet Explorer, and Active Directory  
are trademarks or registered trademarks of Microsoft  
Corporation.  
Under the copyright laws, this manual or the software described  
within, can not be copied, in whole or part, without the written  
consent of the manufacturer, except in the normal use of the  
software to make a backup copy. The same proprietary and  
copyright notices must be affixed to any permitted copies as  
were affixed to the original. This exception does not allow  
copies to be made for others, whether or not sold, but all of the  
material purchased (with all backup copies) can be sold, given,  
or loaned to another person. Under the law, copying includes  
translating into another language or format.  
Other product and company names mentioned herein may be  
trademarks and/or registered trademarks of their respective  
companies and are the sole property of their respective  
manufacturers.  
Specifications and descriptions subject to change without  
notice.  
SonicWALL UMA EM5000 Getting Started Guide Page 93  
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